Procentury Corp - Initial Statement of Beneficial Ownership (3)
17 November 2007 - 9:34AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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January 31, 2008
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Flood James P
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/14/2007
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3. Issuer Name
and
Ticker or Trading Symbol
PROCENTURY CORP [PROS]
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(Last)
(First)
(Middle)
C/O PROCENTURY CORPORATION, 465 CLEVELAND AVENUE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Senior VP of Operations /
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(Street)
WESTERVILLE, OH 43082
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Shares
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6500
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to purchase common shares)
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(1)
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4/20/2014
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Common Shares
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15000
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$10.50
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D
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Employee Stock Option (right to purchase common shares)
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(2)
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1/3/2016
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Common Shares
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10000
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$10.64
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D
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Explanation of Responses:
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(
1)
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1/48 of the total stock options vest for each calendar month of service by the reporting person after the date of the grant, April 20, 2004, with the total number of stock options becoming vested after 48 calendar months of service by the reporting person.
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(
2)
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1/48 of the total stock options vest for each calendar month of service by the reporting person after the date of the grant, January 3, 2006, with the total number of stock options becoming vested after 48 calendar months of service by the reporting person.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Flood James P
C/O PROCENTURY CORPORATION
465 CLEVELAND AVENUE
WESTERVILLE, OH 43082
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Senior VP of Operations
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Signatures
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Kathleen O'Connor, as attorney-in-fact
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11/16/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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