- Current report filing (8-K)
11 August 2010 - 11:48PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
August 10, 2010
RIVERVIEW
BANCORP, INC.
(Exact
name of registrant as specified in its charter)
Washington
|
000-22957
|
91-1838969
|
(State
or other jurisdiction
of
incorporation)
|
(Commission
File
Number)
|
(I.R.S.
Employer
Identification
No.)
|
900
Washington Street, Suite 900, Vancouver, Washington
|
98660
|
(Address
of principal executive offices)
|
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(360) 693-6650
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions.
|
|
[
] Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
|
|
[
] Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
|
|
[
] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
[
] Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item 7.01
Regulation FD Disclosure
On August
10, 2010, Riverview Bancorp, Inc. (the “Company”) announced that the
underwriters of its recent public offering of common stock have fully exercised
their over-allotment option, resulting in the issuance of an additional
1,506,276 shares. The option was granted in connection with the
public offering of 10,041,841 shares of the Company’s common stock at a public
offering price of $1.80 per share, which closed on August 3, 2010.
Including
the exercise of the over-allotment option, the net proceeds to the Company after
deducting underwriting discounts and commissions and estimated offering expenses
are expected to be approximately $18.8 million. Wunderlich
Securities, Inc. served as lead manager of the offering and Howe Barnes Hoefer
& Arnett, Inc. served as co-manager. A copy of the Company’s
press release announcing the exercise of the over-allotment option is furnished
as Exhibit 99.1 to this Form 8-K and incorporated herein by
reference.
In
accordance with General Instruction B.2. of Form 8-K, the information in
Item 7.01 and the press release shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liabilities of that section, nor
shall such information and exhibit be deemed incorporated by reference into any
filing under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in such a
filing.
Item 9.01 – Financial Statements and
Exhibits
(d)
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Exhibits:
|
|
|
|
The following
exhibit is being furnished herewith and this list shall constitute the
exhibit index:
|
|
|
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99.1
Press
release dated August 10, 2010 announcing the exercise of the
over-allotment option.
|
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
Date: August
10, 2010
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RIVERVIEW BANCORP,
INC.
|
|
|
|
|
|
|
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/s/Kevin J.
Lycklama
|
|
Kevin J.
Lycklama
|
|
Chief Financial
Officer
|
|
(Principal Financial
Officer)
|
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