Statement of Changes in Beneficial Ownership (4)
24 August 2021 - 6:49AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Mrozek Matthew Stanley |
2. Issuer Name and Ticker or Trading Symbol
State Auto Financial CORP
[
STFC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Vice President |
(Last)
(First)
(Middle)
518 E. BROAD STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/20/2021 |
(Street)
COLUMBUS, OH 43215
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Shares without par value | 8/20/2021 | | M | | 3381 | A | $22.72 | 12870.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | S | | 3381 | D | $49.9 | 9489.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | M | | 3277 | A | $21.54 | 12766.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | S | | 3277 | D | $49.9 | 9489.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | M | | 3618 | A | $13.53 | 13107.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | S | | 3618 | D | $49.9 | 9489.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | M | | 3437 | A | $16.8 | 12926.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | S | | 3437 | D | $49.9 | 9489.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | M | | 2883 | A | $21.23 | 12372.337 (1) | D | |
Common Shares without par value | 8/20/2021 | | S | | 2883 | D | $49.9 | 9489.337 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) NQ | $22.72 | 8/20/2021 | | M | | | 3381 | 3/5/2016 | 3/5/2025 | Common Shares | 3381 | $0 (2) | $0 | D | |
Employee Stock Option (Right to Buy) NQ | $21.54 | 8/20/2021 | | M | | | 3277 | 3/3/2017 | 3/3/2026 | Common Shares | 3277 | $0 (2) | 0 | D | |
Employee Stock Option (Right to Buy) NQ | $13.53 | 8/20/2021 | | M | | | 3618 | 3/1/2013 | 2/28/2022 | Common Shares | 3618 | $0 (2) | 0 | D | |
Employee Stock Option (Right to Buy) NQ | $16.8 | 8/20/2021 | | M | | | 3437 | 2/28/2014 | 2/28/2023 | Common Shares | 3437 | $0 (2) | 0 | D | |
Employee Stock Option (Right to Buy) NQ | $21.23 | 8/20/2021 | | M | | | 2883 | 3/6/2015 | 3/6/2024 | Common Shares | 2883 | $0 (2) | 0 | D | |
Explanation of Responses: |
(1) | Includes the following acquisitions: 0.531837 shares acquired in March 2021 and 0.586097 shares acquired in June 2021 in a DRIP account. |
(2) | Field should be left blank, but due to a software defect, requires imput. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mrozek Matthew Stanley 518 E. BROAD STREET COLUMBUS, OH 43215 |
|
| Vice President |
|
Signatures
|
/s/Matthew S. Mrozek by Melissa A. Centers, attorney in fact, pursuant to POA filed with commission 3-7-16. | | 8/23/2021 |
**Signature of Reporting Person | Date |
State Auto Financial (NASDAQ:STFC)
Historical Stock Chart
From Jun 2024 to Jul 2024
State Auto Financial (NASDAQ:STFC)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about State Auto Financial Corporation (NASDAQ): 0 recent articles
More State Auto Financial Corp News Articles