Current Report Filing (8-k)
09 March 2023 - 11:37PM
Edgar (US Regulatory)
XOMA Corp DE false 0000791908 0000791908
2023-03-09 2023-03-09 0000791908 us-gaap:CommonStockMember
2023-03-09 2023-03-09 0000791908
us-gaap:SeriesAPreferredStockMember 2023-03-09 2023-03-09
0000791908 us-gaap:SeriesBPreferredStockMember 2023-03-09
2023-03-09
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported): March 9,
2023
XOMA
CORPORATION
(Exact Name of Registrant as Specified in Charter)
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DELAWARE |
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001-39801 |
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52-2154066 |
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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2200 Powell Street, Suite 310, Emeryville, California 94608
(Address of Principal Executive Offices) (Zip Code)
(510) 204-7200
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class:
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Trading
symbol(s):
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Name of each exchange
on which registered:
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Common Stock, $0.0075 par value |
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XOMA |
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The
Nasdaq Global Market |
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8.625% Series A Cumulative Perpetual Preferred Stock, par value
$0.05 per share |
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XOMAP |
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The
Nasdaq Global Market |
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Depositary Shares (each representing 1/1000th interest in a share
of 8.375% Series B Cumulative Perpetual Preferred Stock, par value
$0.05 per share) |
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XOMAO |
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The
Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
| Item 2.02. |
Results of Operations and Financial Condition.
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On March 9, 2023, XOMA Corporation issued a press release
announcing its financial results for the quarter and year ended
December 31, 2022. The full text of the press release issued
in connection with the announcement is attached as Exhibit 99.1 to
this Current Report on Form 8-K and is incorporated herein by
reference.
The information in this Form 8-K and the Exhibit attached hereto
shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to the liabilities of that section, nor shall
it be deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as
expressly set forth by specific reference in such a filing.
| Item 9.01. |
Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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XOMA CORPORATION |
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| Date: March 9, 2023 |
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By: |
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/s/ THOMAS BURNS
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Thomas Burns |
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Senior Vice President, Finance and
Chief Financial Officer |
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