Current Report Filing (8-k)
05 October 2021 - 11:17PM
Edgar (US Regulatory)
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2021-10-05
2021-10-05
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
October 5, 2021
ANNOVIS BIO, INC.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-39202
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26-2540421
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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1055 Westlakes Drive, Suite 300
Berwyn, PA 19312
(Address of Principal Executive Offices, and
Zip Code)
(610) 727-3913
Registrant’s Telephone Number, Including
Area Code
Not
Applicable
(Former Name or Former Address, if Changed Since
Last Report)
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0001 per share
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ANVS
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NYSE American
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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¨
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communication pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 7.01
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Regulation FD Disclosure.
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On October 5, 2021, Annovis Bio Inc. (the “Company”)
issued a press release announcing results from the completed dose response Phase 2 clinical trial of ANVS401. A copy of the Press Release
is attached to this Current Report on Form 8-K as Exhibit 99.1.
On October 5, 2021, at 9:00 am ET the Company
will host an investor conference call to discuss the results of the completed dose response Phase 2 clinical trial of ANVS401. Interested
parties can participate through the following link: https://russopr.zoom.us/j/87423723968. A copy of a presentation to be referenced during
the investor conference call is furnished as Exhibit 99.2.
The information in this Item 7.01, Item 9.01,
Exhibit 99.1 and Exhibit 99.2 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, or otherwise subject to the liability of such section, nor shall it be deemed incorporated by reference in any filing of
the Company under the Securities Act of 1933 or the Securities Exchange Act of 1934, regardless of any general incorporation language
in such filing, unless expressly incorporated by specific reference in such filing.
Cautionary Statement Regarding Forward-Looking Information
This current report on Form 8-K contains “forward-looking
statements” within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than those of historical
fact in the frequently asked questions documents are forward-looking statements. Forward-looking statements may be identified by terminology
such as “believe,” “anticipate,” “plan,” “may,” “intend,” “will,”
“should,” “expect,” “estimate,” “potential” and “continue” and similar expressions,
including the negative of these words, but not all forward-looking statements contain these words. Forward-looking statements include,
but are not limited to, statements regarding the Company’s expectations and timelines regarding the Company’s Phase 2a clinical
trial and expectations regarding current or future clinical trials. Forward-looking statements are based on the Company’s current
expectations and are subject to inherent uncertainties, risks and assumptions that are difficult to predict. Further, certain forward-looking
statements are based on assumptions as to future events that may not prove to be accurate, including that clinical trials may be delayed;
that the data reported herein is only from a Phase 2a study and subsequent clinical trials must be conducted; and that any anticipated
meeting with or presentation to the FDA may be delayed. Actual results could differ materially from those described or implied by such
forward-looking statements as a result of various important factors, including, without limitation, the failure of preliminary data to
predict final study results and impacts from the COVID-19 pandemic and the other important factors other risks and uncertainties are described
more fully in the section titled “Risk Factors” in the Annual Report on Form 10-K for the year ended December 31, 2020 filed
with the Securities and Exchange Commission (“SEC”) and elsewhere in our filings and reports with the SEC. Forward-looking
statements speak as of the date they are made, and the Company undertakes no obligation to update them except as may be required under
applicable law.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ANNOVIS BIO, INC.
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Date: October 5, 2021
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By:
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/s/ Jeffrey McGroarty
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Name: Jeffrey McGroarty
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Title: Chief Financial Officer
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