Current Report Filing (8-k)
17 August 2016 - 6:20AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 15, 2016
ASSOCIATED BANC-CORP
(Exact name of registrant as specified in charter)
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Wisconsin
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001-31343
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39-1098068
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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433 Main Street
Green Bay, Wisconsin 54301
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(Address of principal executive offices, including zip code)
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Registrants telephone number, including area code:
(920) 491-7500
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.03
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
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On August 15, 2016, Associated Banc-Corp (the Company) filed a Certificate regarding its Fixed Rate Cumulative Perpetual Preferred Stock, Series A (the Series A Preferred Stock) with the Wisconsin Department of Financial Institutions to eliminate from its Amended and Restated Articles of Incorporation (the Articles) all matters set forth in the Articles regarding the Series A Preferred Stock. All outstanding shares of the Series A Preferred Stock were redeemed by the Company in September of 2011.
The Certificate relating to the Series A Preferred Stock, which became effective on the date of filing, is attached hereto as Exhibit 3.1 and incorporated herein by reference.
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Item
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9.01
Financial Statements and Exhibits
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(d) Exhibits
3.1 Certificate relating to the Series A Preferred Stock dated August 15, 2016
SIGNATURES
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Associated Banc-Corp
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(Registrant)
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Date: August 16, 2016
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By: /s/ Randall J. Erickson
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Randall J. Erickson
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Executive Vice President, General Counsel,
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Corporate Secretary and Chief Risk Officer
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Exhibit No.
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Exhibit Description
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3.1
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Certificate relating to the Series A Preferred Stock dated August 15, 2016
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