Report of Foreign Issuer (6-k)
14 April 2015 - 3:06AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of April, 2015
AVIVA PLC
(Translation of registrant's name into English)
ST HELEN’S, 1 UNDERSHAFT
LONDON EC3P 3DQ
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
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Aviva Plc
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2. Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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Yes
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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Takeover/Merger
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Yes
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3. Full name of person(s) subject to the
notification obligation:
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Legal & General Group Plc (L&G)
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4. Full name of shareholder(s)
(if different from 3.):
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Legal & General (Unit Trust Managers) Limited (UTM)
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5. Date of the transaction and date on
which the threshold is crossed or
reached:
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10 April 2015
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6. Date on which issuer notified:
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13 April 2015
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7. Threshold(s) that is/are crossed or
reached:
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L&G (Above 3%)
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8. Notified details:
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A: Voting rights attached to shares
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Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights
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Direct
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Indirect
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Direct
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Indirect
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Ordinary 25p
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Below 3% (Direct)
(As on 18/06/2014)
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136,558,648
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105,335,563
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31,223,085
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3.55%
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1.06%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Expiration
date
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Exercise/
Conversion Period
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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|
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Exercise price
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Expiration date
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Exercise/
Conversion period
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Number of voting rights instrument refers to
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% of voting rights
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Nominal
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Delta
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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105,335,563 (Direct)
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3.55% (Direct)
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
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Legal & General Group Plc (Direct and Indirect) (Group) ( Below 5% = Total Position)
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Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) ( Below 5% = Total Position)
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Legal & General Investment Management Limited (Indirect) (LGIM) ( Below 5% = Total Position)
Legal & General (Unit Trust Managers) Limited
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Legal & General Group Plc (Direct) (L&G) ( 105,335,563 - 3.55%= LGAS, LGPL & PMC)
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Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD)
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Legal & General Insurance Holdings Limited (Direct) (LGIH) (LGAS & LGPL)
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Legal & General Assurance (Pensions Management) Limited (PMC)
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Legal & General Assurance Society Limited (LGAS & LGPL) (LGAS & LGPL)
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Legal & General Pensions Limited (Direct) (LGPL)
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Proxy Voting:
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10. Name of the proxy holder:
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N/A
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11. Number of voting rights proxy holder will cease
to hold:
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N/A
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12. Date on which proxy holder will cease to hold
voting rights:
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N/A
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13. Additional information:
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Notification using the total voting rights figure of 2,959,103,602
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14. Contact name:
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Amy Williams (LGIM)
Kathryn Tait (Aviva plc)
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15. Contact telephone number:
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029 2035 4097 (LGIM)
0207 662 0818 (Aviva plc)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date 13 April, 2015
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AVIVA PLC
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By: /s/ K.A. Cooper
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K.A. Cooper
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Group Company Secretary
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