Statement of Changes in Beneficial Ownership (4)
30 May 2019 - 9:30AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Carter Thomas L Jr
|
2. Issuer Name
and
Ticker or Trading Symbol
Black Stone Minerals, L.P.
[
BSM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO and Chairman
|
(Last)
(First)
(Middle)
1001 FANNIN STREET, SUITE 2020
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/24/2019
|
(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common units representing limited partner interests
|
3/6/2019
|
|
G
|
V
|
54000
|
D
|
$0.00
|
1096776
|
D
|
|
Common units representing limited partner interests
|
5/24/2019
|
|
A
(1)
|
|
147316
|
A
|
$0.00
|
1244092
|
D
|
|
Common units representing limited partner interests
|
5/24/2019
|
|
F
(1)
|
|
57969
|
D
|
$16.60
|
1186123
|
D
|
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
191055
|
A
|
(2)
|
1377178
|
D
|
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
7452
|
A
|
(2)
|
37741
|
I
|
By Georgia Elizabeth Carter 1995 Trust
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
7452
|
A
|
(2)
|
37741
|
I
|
By Katherine Ross Carter 1995 Trust
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
7452
|
A
|
(2)
|
37742
|
I
|
By Molly Leachman Carter 1995 Trust
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
7452
|
A
|
(2)
|
13141
|
I
|
By Fowler Thomas Carter 1995 Trust
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
6510669
|
A
|
(2)
|
11481503
|
I
|
By Carter2221, Ltd.
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
1662
|
A
|
(2)
|
29325
|
I
|
By spouse
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
14608
|
A
|
(2)
|
137830
|
I
|
By GRAT
|
Common units representing limited partner interests
|
5/24/2019
|
|
C
|
|
14608
|
A
|
(2)
|
137830
|
I
|
By spouse's GRAT
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
191055
|
(2)
|
(2)
|
Common units representing limited partner interests
|
191055
|
(2)
|
0
|
D
|
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
7452
|
(2)
|
(2)
|
Common units representing limited partner interests
|
7452
|
(2)
|
0
|
I
|
By Katherine Ross Carter 1995 Trust
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
7452
|
(2)
|
(2)
|
Common units representing limited partner interests
|
7452
|
(2)
|
0
|
I
|
By Georgia Elizabeth Carter 1995 Trust
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
7452
|
(2)
|
(2)
|
Common units representing limited partner interests
|
7452
|
(2)
|
0
|
I
|
By Molly Leachman Carter 1995 Trust
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
7452
|
(2)
|
(2)
|
Common units representing limited partner interests
|
7452
|
(2)
|
0
|
I
|
By Fowler Thomas Carter 1995 Trust
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
6510669
|
(2)
|
(2)
|
Common units representing limited partner interests
|
6510669
|
(2)
|
0
|
I
|
By Carter2221, Ltd.
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
1662
|
(2)
|
(2)
|
Common units representing limited partner interests
|
1662
|
(2)
|
0
|
I
|
By spouse
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
14608
|
(2)
|
(2)
|
Common units representing limited partner interests
|
14608
|
(2)
|
0
|
I
|
By GRAT
|
Subordinated units representing limited partner interests
|
(2)
|
5/24/2019
|
|
C
|
|
|
14608
|
(2)
|
(2)
|
Common units representing limited partner interests
|
14608
|
(2)
|
0
|
I
|
By spouse's GRAT
|
Explanation of Responses:
|
(1)
|
Represents settlement of performance units awarded under the Issuer's Long-Term Incentive Plan. For tax withholding purposes, the value of the common units was deemed to be equal to the closing price of BSM common units on May 24, 2019.
|
(2)
|
On May 24, 2019, each subordinated unit representing limited partner interests in the Issuer converted into one common unit representing limited partner interests in the Issuer pursuant to the terms of the Issuer's First Amended and Restated Agreement of Limited Partnership, as amended.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Carter Thomas L Jr
1001 FANNIN STREET, SUITE 2020
HOUSTON, TX 77002
|
X
|
|
CEO and Chairman
|
|
Signatures
|
/s/ Steve Putman, attorney-in-fact for Thomas L. Carter, Jr.
|
|
5/29/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Black Stone Minerals (NYSE:BSM)
Historical Stock Chart
From Jun 2024 to Jul 2024
Black Stone Minerals (NYSE:BSM)
Historical Stock Chart
From Jul 2023 to Jul 2024