- Annual report of proxy voting record for management investment companies (N-PX)
26 July 2012 - 6:29AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-21380
Flaherty
& Crumrine/Claymore Total Return Fund Incorporated
|
(Exact name of registrant as specified in
charter)
|
301 E. Colorado Boulevard, Suite 720
|
Pasadena,
CA 91101
|
(Address of principal executive offices) (Zip
code)
|
Donald F. Crumrine
|
Flaherty & Crumrine Incorporated
|
301 E. Colorado Boulevard, Suite 720
|
Pasadena,
CA 91101
|
(Name and address of agent for
service)
|
Registrant's telephone number, including area
code:
626-795-7300
Date of fiscal year end:
November 30
Date of reporting period:
July 1, 2011 June 30, 2012
Form N-PX is to be used by a registered
management investment company, other than a small business investment company
registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports
with the Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month period ended
June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule
30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information
provided on Form N-PX in its regulatory, disclosure review, inspection, and
policymaking roles.
A registrant is required to disclose the
information specified by Form N-PX, and the Commission will make this
information public. A registrant is not required to respond to the collection of
information contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct comments
concerning the accuracy of the information collection burden estimate and any
suggestions for reducing the burden to the Secretary, Securities and Exchange
Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this
collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2011 TO JUNE 30, 2012
REGISTRANT NAME: Flaherty & Crumrine / Claymore Total Return
Fund Incorporated
INVESTMENT COMPANY ACT FILE NUMBER: 811 -
21380
REPORTING PERIOD:
07/01/2011 -
06/30/2012
REGISTRANT ADDRESS: 301 E. Colorado Boulevard, Suite 720, Pasadena, California 91101
NAME OF SERIES (AS
APPLICABLE): __________________________________
Issuer of Portfolio Security
|
Exchange
Ticker
Symbol
|
CUSIP #
|
Shareholder
Meeting
Date
|
Summary of Matter Voted On
|
Who Proposed
Matter: Issuer
/
Shareholder
|
Whether
Fund Cast
Vote
on
Matter
|
Fund's Vote For or
Against
Proposal,
or Abstain; For or
Withhold
Regarding Election
of
Directors
|
Whether Vote
Was For
or
Against
Management
|
AON CORP
|
AON
|
037389AK9
|
5/18/2012
|
Advisory vote to approve executive
compensation
|
Issuer
|
Yes
|
For
|
For
|
AON CORP
|
AON
|
037389AK9
|
5/18/2012
|
Approve auditor
|
Issuer
|
Yes
|
For
|
For
|
AON CORP
|
AON
|
037389AK9
|
5/18/2012
|
Approve director
|
Issuer
|
Yes
|
For
|
For
|
BANK OF AMERICA CORP
|
BAC
|
060505559
|
5/9/2012
|
Advisory say on pay vote to approve
executive compensation
|
Issuer
|
Yes
|
For
|
For
|
BANK OF AMERICA CORP
|
BAC
|
060505559
|
5/9/2012
|
Approve auditor
|
Issuer
|
Yes
|
For
|
For
|
BANK OF AMERICA CORP
|
BAC
|
060505559
|
5/9/2012
|
Approve directors
|
Issuer
|
Yes
|
For
|
For
|
BANK OF AMERICA CORP
|
BAC
|
060505559
|
5/9/2012
|
Disclosure of government
employment
|
Security Holder
|
Yes
|
Against
|
For
|
BANK OF AMERICA CORP
|
BAC
|
060505559
|
5/9/2012
|
Grassroots and other lobbying
|
Security Holder
|
Yes
|
Against
|
For
|
BANK OF AMERICA CORP
|
BAC
|
060505559
|
5/9/2012
|
Mortgage servicing operations
|
Security Holder
|
Yes
|
Against
|
For
|
BANK OF AMERICA CORP
|
BAC
|
060505559
|
5/9/2012
|
Prohibition on political spending
|
Security Holder
|
Yes
|
Against
|
For
|
CIT Group Inc
|
CIT
|
125581801
|
5/15/2012
|
Advisory vote to approve named executive
officer compensation
|
Issuer
|
Yes
|
For
|
For
|
CIT Group Inc
|
CIT
|
125581801
|
5/15/2012
|
Approve auditor
|
Issuer
|
Yes
|
For
|
For
|
CIT Group Inc
|
CIT
|
125581801
|
5/15/2012
|
Approve directors
|
Issuer
|
Yes
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/2/2012
|
Advisory vote to approve executive
compensation
|
Issuer
|
Yes
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/2/2012
|
Approve auditor
|
Issuer
|
Yes
|
For
|
For
|
Exelon Corporation
|
EXC
|
30161N101
|
4/2/2012
|
Approve directors
|
Issuer
|
Yes
|
For
|
For
|
PPL Corporation
|
PPL
|
69351T106
|
5/16/2012
|
Advisory vote to approve named executive
officer compensation
|
Issuer
|
Yes
|
For
|
For
|
PPL Corporation
|
PPL
|
69351T106
|
5/16/2012
|
Approve 2012 stock incentive plan
|
Issuer
|
Yes
|
For
|
For
|
PPL Corporation
|
PPL
|
69351T106
|
5/16/2012
|
Approve auditor
|
Issuer
|
Yes
|
For
|
For
|
PPL Corporation
|
PPL
|
69351T106
|
5/16/2012
|
Approve directors
|
Issuer
|
Yes
|
For
|
For
|
PPL Corporation
|
PPL
|
69351T106
|
5/16/2012
|
Director election majority vote
|
Security Holder
|
Yes
|
Against
|
For
|
SIGNATURES
Pursuant to the requirements of the Investment
Company Act of 1940, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
Registrant
|
Flaherty & Crumrine/Claymore
Total Return Fund Incorporated
|
By (Signature and Title)*
|
/s/ Donald F.
Crumrine
|
|
Donald F. Crumrine, Director,
Chairman of the Board and Chief
|
|
Executive Officer
|
|
(principal executive
officer)
|
|
|
*Print the name and title of each signing officer
under his or her signature.
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