Statement of Changes in Beneficial Ownership (4)
10 October 2020 - 1:02AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Wunderlich Gary Kent JR |
2. Issuer Name and Ticker or Trading Symbol
Live Oak Acquisition Corp
[
LOAK
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President |
(Last)
(First)
(Middle)
C/O LIVE OAK ACQUISITION CORP., 774A WALKER RD, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/7/2020 |
(Street)
GREAT FALLS, VA 22066
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants (right to buy) | $11.5 | 10/7/2020 | | A | | 10000 | | (1) | (1) | Class A Common Stock | 10000 | $1.6 | 10000 | I | See footnote (1) |
Warrants (right to buy) | $11.5 | 10/7/2020 | | A | | 10000 | | (1) | (1) | Class A Common Stock | 10000 | $1.6 | 10000 | I | See footnote (1) |
Warrants (right to buy) | $11.5 | 10/7/2020 | | A | | 10000 | | (1) | (1) | Class A Common Stock | 10000 | $1.5962 | 10000 | I | See Footnote (2) |
Warrants (right to buy) | $11.5 | 10/8/2020 | | A | | 5707 | | (1) | (1) | Class A Common Stock | 5707 | $1.5 | 5707 | I | See Footnote (3) |
Warrants (right to buy) | $11.5 | 10/8/2020 | | A | | 4293 | | (1) | (1) | Class A Common Stock | 4293 | $1.6 | 4293 | I | See Footnote (4) |
Explanation of Responses: |
(1) | The warrants are exercisable at any time commencing on the later of (i) May 8, 2021 and (ii) 30 days after the completion of the issuer's initial business combination. The warrants will expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation. |
(2) | The warrants were purchased by trusts of which Mr. Wunderlich is trustee. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by the trusts. |
(3) | The warrants were purchased by Mr. Wunderlich's IRA. Mr. Wunderlich benefits from the shares held in his IRA account and, as a result, Mr. Wunderlich may be deemed to have beneficial ownership of the securities in his IRA account. |
(4) | The warrants were purchased by a trust of which Mr. Wunderlich is a beneficiary. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by the trust. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Wunderlich Gary Kent JR C/O LIVE OAK ACQUISITION CORP. 774A WALKER RD, GREAT FALLS, VA 22066 |
| X | President |
|
Signatures
|
/s/ Gary K. Wunderlich, Jr. | | 10/9/2020 |
**Signature of Reporting Person | Date |
Live Oak Acquisition (NYSE:LOAK)
Historical Stock Chart
From Jun 2024 to Jul 2024
Live Oak Acquisition (NYSE:LOAK)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Live Oak Acquisition Corp (New York Stock Exchange): 0 recent articles
More Live Oak Acquisition Corp News Articles