Statement of Changes in Beneficial Ownership (4)
16 February 2017 - 6:07AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Delgado Joaquin
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2. Issuer Name
and
Ticker or Trading Symbol
3M CO
[
MMM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Executive Vice President
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(Last)
(First)
(Middle)
3M CENTER
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/14/2017
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(Street)
ST. PAUL, MN 55144-1000
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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2/14/2017
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S
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76
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D
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$181.74
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37798
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D
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Common Stock
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2/14/2017
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S
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1796
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D
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$181.7422
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36002
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D
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Common Stock
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2/14/2017
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S
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576
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D
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$181.75
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35426
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D
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Common Stock
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2/14/2017
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S
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62
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D
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$181.76
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35364
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D
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Common Stock
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2/14/2017
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S
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201
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D
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$181.77
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35163
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D
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Common Stock
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2/14/2017
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S
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100
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D
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$181.774
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35063
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D
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Common Stock
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2/14/2017
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S
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1500
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D
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$181.775
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33563
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D
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Common Stock
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2/14/2017
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M
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8440
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A
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$77.18
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42003
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D
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Common Stock
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2/14/2017
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S
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200
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D
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$181.30
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41803
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D
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Common Stock
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2/14/2017
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S
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393
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D
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$181.31
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41410
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D
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Common Stock
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2/14/2017
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S
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507
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D
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$181.32
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40903
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D
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Common Stock
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2/14/2017
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S
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50
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D
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$181.34
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40853
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D
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Common Stock
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2/14/2017
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S
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100
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D
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$181.35
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40753
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D
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Common Stock
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2/14/2017
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S
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1035
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D
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$181.38
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39718
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D
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Common Stock
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2/14/2017
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S
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100
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D
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$181.39
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39618
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D
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Common Stock
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2/14/2017
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S
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533
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D
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$181.40
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39085
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D
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Common Stock
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2/14/2017
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S
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1080
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D
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$181.41
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38005
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D
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Common Stock
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2/14/2017
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S
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202
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D
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$181.42
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37803
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D
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Common Stock
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2/14/2017
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S
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232
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D
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$181.43
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37571
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D
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Common Stock
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2/14/2017
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S
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568
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D
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$181.44
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37003
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D
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Common Stock
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2/14/2017
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S
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200
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D
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$181.45
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36803
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D
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Common Stock
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2/14/2017
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S
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600
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D
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$181.46
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36203
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D
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Common Stock
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2/14/2017
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S
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100
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D
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$181.49
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36103
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D
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Common Stock
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2/14/2017
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S
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200
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D
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$181.50
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35903
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D
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Common Stock
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2/14/2017
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S
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300
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D
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$181.51
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35603
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D
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Common Stock
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2/14/2017
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S
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200
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D
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$181.53
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35403
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D
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Common Stock
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2/14/2017
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S
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257
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D
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$181.54
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35146
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D
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Common Stock
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2/14/2017
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S
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157
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D
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$181.55
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34989
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D
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Common Stock
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2/14/2017
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S
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284
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D
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$181.56
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34705
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Delgado Joaquin
3M CENTER
ST. PAUL, MN 55144-1000
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Executive Vice President
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Signatures
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/s/ Sheila B. Claugherty, attorney-in-fact for Joaquin Delgado
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2/15/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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