Statement of Changes in Beneficial Ownership (4)
04 April 2020 - 7:48AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TRAMMELL KENNETH R |
2. Issuer Name and Ticker or Trading Symbol
TENNECO INC
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TEN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Interim EVP and CFO |
(Last)
(First)
(Middle)
500 NORTH FIELD DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/1/2020 |
(Street)
LAKE FOREST, IL 60045
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | | | | | | | | 154603 | D | |
Class A Common Stock | | | | | | | | 3997 | I | By 401(k) (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | 4/1/2020 | | A | | 141243 | | (2) | (2) | Class A Common Stock | 141243 | $0.00 | 141243 | D | |
Explanation of Responses: |
(1) | Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan. |
(2) | Reflects restricted stock units granted to the Reporting Person pursuant to Section 16b-3 as a material inducement to the Reporting Person's commencement of employment with the Issuer, all of which vest on August 14, 2020, or, if earlier, the date on which the Issuer appoints a new Chief Financial Officer, subject to the Reporting Person's continued employment through the date of such appointment. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
TRAMMELL KENNETH R 500 NORTH FIELD DRIVE LAKE FOREST, IL 60045 |
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| Interim EVP and CFO |
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Signatures
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/s/ Brandon B. Smith, Attorney-in-fact for Kenneth R. Trammell | | 4/3/2020 |
**Signature of Reporting Person | Date |
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