- Statement of Changes in Beneficial Ownership (4)
30 June 2011 - 1:38AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BIDDLE WILLING L
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2. Issuer Name
and
Ticker or Trading Symbol
URSTADT BIDDLE PROPERTIES INC
[
UBA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President and COO
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(Last)
(First)
(Middle)
53 ELMWOOD ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/27/2011
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(Street)
SOUTH SALEM, NY 10590
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock
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6/27/2011
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J/K
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115610
(1)
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D
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$0
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50030
(3)
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I
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See footnote
(4)
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Class A Common Stock
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6/27/2011
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J/K
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1706
(2)
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D
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$0
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48324
(3)
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I
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See footnote
(4)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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On June 27, 2011, Willing L. Biddle initiated an equity swap (the "WLB Equity Swap") of 115,610 shares of Class A Common Stock of the Issuer for 115,610 shares of Common Stock of the Issuer with third parties unrelated to the Issuer by disposing of 115,610 shares of Class A Common Stock pursuant to the WLB Equity Swap. The number of shares of Class A Common Stock disposed of in the WLB Equity Swap includes 4,000 shares that Mr. Biddle has owned for a number of years, but which were inadvertently not included on prior Forms 4.
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(
2)
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On June 27, 2011, Catherine U. Biddle, the Reporting Person's wife, initiated an equity swap (the "CUB Equity Swap") of 1,706 shares of Class A Common Stock of the Issuer for 1,706 shares of Common Stock of the Issuer with third parties unrelated to the Issuer by disposing of 1,706 shares of Class A Common Stock pursuant to the CUB Equity Swap.
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(
3)
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This figure includes 45,000 restricted shares of Class A Common Stock issued pursuant to the Issuer's Amended and Restated Restricted Stock Award Plan.
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(
4)
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Mr. Biddle is the direct beneficial owner of 45,000 shares of Class A Common Stock, all of which are restricted shares referenced in footnote 3. In addition, he is the indirect beneficial owner of 3,324 shares of Class A Common Stock, of which 2,769 shares are owned beneficially and of record by Catherine U. Biddle, the Reporting Person's wife, and 555 shares are owned by the Catherine U. Biddle IRA for the benefit of Catherine U. Biddle.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BIDDLE WILLING L
53 ELMWOOD ROAD
SOUTH SALEM, NY 10590
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X
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X
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President and COO
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Signatures
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Willing L. Biddle by Thomas D. Myers as Attorney-in-Fact
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6/29/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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