Amended Report of Foreign Issuer (6-k/a)
18 July 2015 - 1:43AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K/A
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: July 17, 2015
UBS Group AG
Commission File Number: 1-36764
UBS AG
Commission File Number: 1-15060
(Registrants Names)
Bahnhofstrasse 45, Zurich, Switzerland, and
Aeschenvorstadt 1, Basel, Switzerland
(Address of principal executive office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F ¨
This Form 6-K/A amends the Form 6-K filings identified below (collectively, the Amended Filings) that
have been made by the Registrants:
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Date of filing |
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SEC Accession number |
March 24, 2015 |
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0001193125-15-102831 |
April 1, 2015 |
|
0001193125-15-115652 |
May 5, 2015 |
|
0001193125-15-170031 |
May 5, 2015 |
|
0001193125-15-170186 |
May 5, 2015 |
|
0001193125-15-170838 |
May 6, 2015 |
|
0001193125-15-174634 |
May 8, 2015 |
|
0001193125-15-178217 |
May 8, 2015 |
|
0001193125-15-178221 |
May 8, 2015 |
|
0001193125-15-178198 |
May 20, 2015 |
|
0001193125-15-194407 |
May 26, 2015 |
|
0001193125-15-199693 |
June 9, 2015 |
|
0001193125-15-217075 |
June 10, 2015 |
|
0001193125-15-219142 |
June 15, 2015 |
|
0001193125-15-222449 |
June 17, 2015 |
|
0001193125-15-225424 |
Each of the Amended Filings is hereby amended by adding thereto the following statement:
This Form 6-K is hereby incorporated by reference into the registration statement of UBS Group AG on Form F-4 (Registration Number
333-199011) and into each prospectus outstanding thereunder.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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UBS Group AG |
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By: |
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/s/ David Kelly |
|
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Name: David Kelly |
|
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Title: Managing Director |
|
|
By: |
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/s/ Sarah M. Starkweather |
|
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Name: Sarah M. Starkweather |
|
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Title: Executive Director |
|
UBS AG |
|
|
By: |
|
/s/ David Kelly |
|
|
Name: David Kelly |
|
|
Title: Managing Director |
|
|
By: |
|
/s/ Sarah M. Starkweather |
|
|
Name: Sarah M. Starkweather |
|
|
Title: Executive Director |
Date: July 17, 2015
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