Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
16 November 2016 - 6:59AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ]
Form N-SAR
For
Period Ended:
September 30, 2016
[ ]
Transition Report on Form 10-K
[ ]
Transition Report on Form 20-F
[ ]
Transition Report on Form 11-K
[ ]
Transition Report on Form 10-Q
[ ]
Transition Report on Form N-SAR
For
the Transition Period Ended: _______________
Read
Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein.
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If
the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates :
PART
I - REGISTRANT INFORMATION
Diego
Pellicer Worldwide, Inc.
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Full Name of Registrant
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N/A
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Former Name if Applicable
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9030 Seward
Park Ave, S, #501
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Address of Principal Executive Office
(Street
and Number)
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Seattle,
WA 98118
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City, State and Zip Code
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PART
II - RULES 12b-25(b) AND (c)
If the subject report could not
be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)
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(a)
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The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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[X]
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(b)
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The
subject annual report, semi-annual report, transition report on Forms 10-K, 20-F, 11-K, Form N-SAR, or portion thereof, will
be filed on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition
report on Form 10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date;
and
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached
if applicable.
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PART
III - NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 11-K,
20-F, 10-Q, N-SAR, or the transition report portion thereof, could not be filed within the prescribed time period.
We
were unable to file our Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 (the “
Quarterly Report
”)
within the prescribed time period because of technical connectivity difficulties between our filing server and the Commission’s
EDGAR server. The Quarterly Report was completed, executed and ready to be filed with the Commission prior to the 5:30 p.m. Eastern
time deadline for acceptance of filings on November 14, 2016, the due date for the filing, and we attempted to commence transmission
of the Quarterly Report on the SEC’s EDGAR system prior to such deadline. In spite of our best efforts to submit the Quarterly
Report with the Commission on a timely basis, our filing server was unable to do so due to such connectivity issues. We
intend to submit a written request for a date adjustment for the filing date to the Commission for the acceptance date to be changed
from November 15, 2016 to November 14, 2016. However, as a precautionary matter, we are submitting this Form 12b-25 to ensure
that we remain
timely in our periodic filings under the Securities Exchange Act of 1934, as amended.
Management of Diego Pellicer Worldwide, Inc.
a Delaware corporation (the “Company”), deems additional time is necessary in order to fully compile the necessary
financial information and adequately complete its financial statements required to prepare its Quarterly Report on Form 10-Q for
the period ended March 31, 2016. Management deems it necessary that additional time be provided in order to ensure that complete,
thorough and accurate disclosure of all material information is made in its Quarterly Report. Management anticipates the filing
of its Quarterly Report within the extension period provided.
PART
IV - OTHER INFORMATION
(1)
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Name and telephone number of person
to contact in regard to this notification:
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Ron
Throgmartin
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(516)
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900-3799
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(Name)
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(Area
Code)
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(Telephone
Number)
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(2)
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Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange
Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding
12 months (or for such shorter) period that the registrant was required to file such
reports) been filed? If answer is no, identify report(s):
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Yes
[X] No [ ]
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(3)
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Is
it anticipated that any significant change in results of operations from the corresponding
period for the last fiscal year will be reflected by the earnings statements to be included
in the subject report or portion thereof:
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Yes
[X] No [ ]
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Diego Pellicer Worldwide, Inc.
(Name
of Registrant as Specified in Charter)
has caused this notification to
be signed on its behalf by the undersigned hereunto duly authorized.
Date:November
15, 2016
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By:
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/s/
Ron Throgmartin
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Chief
Executive Officer
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INSTRUCTION:
The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and
title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of
the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority
to sign on behalf of the registrant shall be filed with the form.
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