Current Report Filing (8-k)
31 March 2022 - 10:36PM
Edgar (US Regulatory)
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2022-03-31
2022-03-31
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March 31, 2022
MINIM,
INC.
(Exact
Name of Registrant as Specified in Charter)
| Delaware |
|
001-37649 |
|
04-2621506 |
(State
or Other Jurisdiction
of
Incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
848
Elm Street Manchester, NH 03101
(Address
of principal executive offices, including zip code)
| (833)
966-4646 |
| (Registrant’s
Telephone Number, Including Area Code) |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 24013e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act
| Title
of Each Class |
|
Trading
Symbol |
|
Name
of Each Exchange On Which Registered |
| Common Stock, $.01 par value
per share |
|
MINM |
|
The Nasdaq Capital Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02 Results of Operations and Financial Condition.
On
March 31, 2022, Minim, Inc. (the “Company”) issued a press release announcing its financial results for the fourth quarter
and full year financial results for the period ended December 31, 2021. A copy of the press release is attached hereto as Exhibit 99.1
and is incorporated herein in its entirety by reference.
The
information furnished pursuant to Item 2.02 of this Current Report on Form 8-K and in Exhibit 99.1 shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and
is not deemed incorporated by reference in any filing of the Company’s under the Securities Act of 1933, as amended, except as
otherwise expressly stated in such filing.
Except
for historical information contained in the press release attached as an exhibit hereto, the press release contains forward-looking statements
which involve certain risks and uncertainties that could cause actual results to differ materially from those expressed or implied by
these statements. Please refer to the cautionary note in the press release regarding these forward-looking statements.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by
the undersigned hereunto duly authorized.
| Dated: March 31, 2022 |
MINIM, INC. |
| |
|
|
| |
By: |
/s/
Dustin Tacker |
| |
Name: |
Dustin Tacker |
| |
|
Title: |
Interim Chief Accounting Officer |
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