Schroder Asian Total Retn InvCo PLC Holding(s) in Company (7413M)
18 October 2016 - 1:19AM
UK Regulatory
TIDMATR
RNS Number : 7413M
Schroder Asian Total Retn InvCo PLC
17 October 2016
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached:
Schroder Asian Total Return Investment Company plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: ( X )
An acquisition or disposal of financial instruments which may
result in the acquisition of shares already issued to which voting
rights are attached: ( )
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) :( )
3. Full name of person(s) subject to notification
obligation:
Lazard Asset Management LLC
4. Full name of shareholder(s) (if different from 3):
Bank of New York, Inc - Dir Personal
Bank of New York, Inc - Global Custody
JP Morgan Chase - SWIFT
Mellon Trust
Northern Trust Co
State Street - Custody Master Trust
5. Date of transaction and date on which the threshold is
crossed or reached:
13 October 2016
6. Date on which issuer notified:
14 October 2016
7. Threshold(s) that is/are crossed or reached:
Decrease from 7% to 6%
8. Notified Details:
A: Voting rights attached to shares
Class/type of shares if possible use ISIN CODE Situation previous to the triggering transaction
Ordinary Shares Number of shares Number of voting rights
GB0007918872 N/A 5,146,871
Resulting situation after the triggering transaction
Number of shares Number of voting rights % of voting rights
Direct Direct Indirect Direct Indirect
N/3N/A N/A 5,096,871 N/A 6.987%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ No. of voting % of voting
financial date conversion rights that rights
instrument period/date may be acquired
(if the instrument
exercised/
converted)
N/A N/A N/A N/A N/A
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights rights
instrument period instrument
refers to
N/A N/A N/A N/A N/A Nominal Delta
Total (A+B +C)
Number of voting rights Percentage of voting rights
5,096,871
6.987%
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable:
Lazard Asset Management LLC controls all the voting rights held
of this issuer.
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting
rights:
N/A
13. Additional information:
N/A
14. Contact name:
Ria Vavakis
15. Contact telephone number:
020 7658 2371
Date: 17 October 2016
This information is provided by RNS
The company news service from the London Stock Exchange
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