Aukett Swanke Group PLC Holding(s) in Company (1218C)
15 October 2020 - 3:15AM
UK Regulatory
TIDMAUK
RNS Number : 1218C
Aukett Swanke Group PLC
14 October 2020
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Aukett Swanke Group Plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
-----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
-----
An acquisition or disposal of financial instruments X
-----
An event changing the breakdown of voting rights
-----
Other (please specify)(iii) : New Ordinary Shares issued on foot
of acquisition resulting in dilution
-----
3. Details of person subject to the notification obligation (iv)
Name Charles Cottam
City and country of registered office London , United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Broadwalk Select Services Fund Ltd.
--------------------------------------------
City and country of registered office Grand Cayman, Cayman Islands.
(if applicable)
--------------------------------------------
5. Date on which the threshold was 13.10.2020
crossed or reached (vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 14.10.2020
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- --------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 0 0.00% 0.0% 0
------------------ --------------------- --------------- --------------------
Position of
previous notification
(if
applicable) 5,317,000 0.00% 3.22% 5,317,000
------------------ --------------------- --------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
--------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------------- -------------------------- ------------------------- ---------------------
GB00BX7RGN99 0 0% 0% 0%
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8.
A 0 0%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting rights
financial date Conversion Period rights that may
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting rights
financial date (x) Conversion cash voting rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity(xiv) (please
add additional rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is higher
is higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
---------------------- --------------------- --------------------------
Broadwalk Select
Services Fund Limited 3.22% 3.22%
---------------------- --------------------- --------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-------------------------------------------------
The number and % of voting rights
held
-------------------------------------------------
The date until which the voting rights
will be held
-------------------------------------------------
11. Additional information (xvi)
The ordinary shares are held by Broadwalk Select Services Fund Ltd. Broadwalk
Asset Management LLP is the investment manager of Broadwalk Select Services
Fund Ltd and exercises the voting rights on its behalf. The existing percentage
holding has been fully disposed of as at close of business in London,
United Kingdom on 13.10.2020
Place of completion London, United Kingdom
Date of completion 13.10.2020
-----------------------
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