Ricardo PLC Holding(s) in Company (9291X)
27 February 2017 - 10:30PM
UK Regulatory
TIDMRCDO TIDMAV.
RNS Number : 9291X
Ricardo PLC
27 February 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or Ricardo plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
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2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
----------------------------------------------------------- -------- ----------------------------------------
3. Full name of person(s) Aviva plc & its subsidiaries
subject to the notification
obligation: (iii)
------------------------------------------------------------- ------------------------------------------------
4. Full name of shareholder(s) Registered Holder:
(if different from
3.):(iv) Chase (GA Group) Nominees Limited
179,116*
CUIM Nominee Limited 111,450*
HSBC Global Custody Nominee (UK)
Limited 1,434,678*
State Street Nominees Limited 416,248*
Available Upon Request 12,025*
* denotes direct interest
BNP Pairbas - London 80,574
Chase (GA Group) Nominees Limited
134,612
Chase Nominees Limited 373,132
Vidacos Nominees Limited 157,910
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5. Date of the transaction 23 February 2017
and date on which the
threshold is crossed
or reached: (v)
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6. Date on which issuer 24 February 2017
notified:
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7. Threshold(s) that 3% to 4% Change at Direct Interest
is/are crossed or reached: Level
(vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------------- ------------------------------ ---------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------------- ------------------ ---------- ------------ ---------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------------- ------------------ ---------- ------------ ---------- ---------- ------- ----------
Ordinary
Shares
GB0007370074 2,688,570 2,688,570 2,899,745 2,153,517 746,228 4.05% 1.40%
------------------ ---------- ------------ ---------- ---------- ------- ----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------- ------------------ ------------------------ ---------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
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Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
------------------ --------- ----------- ------------ ------------------- ----------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- -------- ------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------ ----------------------------
2,899,745 5.45%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
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The voting rights are managed and controlled by Aviva
Investors Global Services Limited & Friends Provident
International Limited, with the following chain of controlled
undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Investors Holdings Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Aviva Investors Global Services Limited (wholly owned
subsidiary of Aviva Investors Holdings Limited)
Friends Provident International Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Friends Provident International Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
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Proxy Voting:
----------------------------------------------------
10. Name of the proxy holder: See Section 4
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11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------ --------------
12. Date on which proxy holder will
cease to hold
voting rights:
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13. Additional information: Figures are based on a total
number of voting rights of
53,163,423 as per the Company's
Total Voting Rights Announcement
of 31 October 2016.
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14. Contact name: Neil Whittaker, Aviva plc
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15. Contact telephone number: 01603 684420
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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