Advanced Oncotherapy PLC Holding(s) in Company (9534R)
10 November 2021 - 10:23PM
UK Regulatory
TIDMAVO
RNS Number : 9534R
Advanced Oncotherapy PLC
10 November 2021
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting Advanced Oncotherapy Plc
rights are at- tached ii :
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
------------------
An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights X
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Other (please specify) iii :
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3. Details of person subject to the notification obligation iv
Name Celeste Management SA
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City and country of registered office Geneva, Switzerland
(if applicable)
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4. Full name of shareholder(s) (if different from 3.) v
Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was 24(th) September 2021
crossed or reached vi :
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6. Date on which issuer notified 9(th) November 2021
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total number
at- tached to through financial Total of both of voting rights
shares (to- tal instru- ments in % (8.A + 8.B) held in issuer
of 8. A) (total of 8.B 1 (8.A +
+ 8.B 2) 8.B) vii
---------------------- ---------------------- ---------------------- ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 6.29% 6.29% 28,333,333
---------------------- ---------------------- ---------------------- ------------------
Position of previous
notification (if
applicable) 8.50% 8.50%
---------------------- ---------------------- ---------------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
ISIN code (if
possible)
---------------------------------------- ---------------------------------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------ -------------------- ----------------------------------- --------------------
28,333,333 6.29%
------------------ -------------------- ----------------------------------- --------------------
SUBTOTAL 8. A 28,333,333 6.29%
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B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting
Type of Expiration Exercise/ rights that may be % of voting rights
financial date x Conversion acquired if the instrument
in- strument Period xi is
exercised/converted.
------------------ -------------------- ----------------------------------- --------------------
SUBTOTAL 8. B 1
-------------------- ----------------------------------- --------------------
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of Expiration Exercise/ Physical or Number of
financial date x Conversion cash Settlement voting rights % of voting rights
instrument Pe- riod xi xii
------------------- -------------------- ---------------- ----------------- --------------------
SUBTOTAL 8.B.2
---------------- ----------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by X
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer xiii
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Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) xiv
----------------------------
% of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
Name xv higher than the notifiable in- struments if than the notifiable
threshold it equals threshold
or is higher than
the notifiable threshold
--------------------------------- ------------------------------- ------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights
will be held
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11. Additional information xiv
Place of completion Geneva
Date of completion 9(th) November 2021
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END
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