Biffa plc Holding(s) in Company (6972Q)
14 September 2017 - 4:01PM
UK Regulatory
TIDMBIFF TIDM42SB
RNS Number : 6972Q
Biffa plc
14 September 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
----------------------------------------------------------------------------------------------------
1a. Identity of the issuer Biffa plc
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments X
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name The Goldman Sachs Group,
Inc.
City and country of registered Corporation Trust Center,
office (if applicable) 1209 Orange Street, Wilmington
DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)(v)
----------------------------------------------------------------------------------------------------
Name ELQ Investors II Ltd
------------------------------------------------- -------------------------------------------------
City and country of registered Peterborough Court, 133 Fleet
office (if applicable) Street, London EC4A 2BB,
UK
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 11/09/2017
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 13/09/2017
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 4.16% 0.89% 5.05% 250,000,000
---------------------- ------------------------- ---------------- ---------------- -------------
Position
of previous
notification
(if
applicable) 4.85% 0.04% 4.89%
---------------------- ------------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
------------------------------------------------------------------------------------------------------
Class/type Number of voting % of voting rights
of rights(ix)
shares
ISIN code (if
possible)
-----------------
Direct Indirect Direct Indirect
(Art 9 (Art 10 of (Art 9 of (Art 10 of
of Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------- ---------------- -------------- --------------------------------- --------------
GB00BD8DR117 10,398,234 4.16%
----------------- ---------------- -------------- --------------------------------- --------------
SUBTOTAL 8.
A 10,398,234 4.16%
----------------- -------------------------------- -------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that rights
instrument Period(xi) may be acquired
if the instrument
is
exercised/converted.
----------------- ---------------- -------------- --------------------------------- --------------
Stock Loan
(Physical) Open 2,234,020 0.89%
----------------- ---------------- -------------- --------------------------------- --------------
SUBTOTAL 8.
B 1 2,234,020 0.89%
-------------- --------------------------------- --------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
---------------- ----------------- -------------- ---------------- --------------- --------------
SUBTOTAL
8.B.2
---------------- --------------- --------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
-------------------------------------------------------------------------------------- --------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial or is higher
higher than instruments than the notifiable
the notifiable if it equals threshold
threshold or is higher
than the
notifiable
threshold
----------------- -------------------------------- ---------------- -------------------------------
The Goldman
Sachs Group,
Inc.
----------------- -------------------------------- ---------------- -------------------------------
Goldman Sachs
(UK) L.L.C.
----------------- -------------------------------- ---------------- -------------------------------
Goldman Sachs
Group UK Limited
----------------- -------------------------------- ---------------- -------------------------------
Goldman Sachs
International
----------------- -------------------------------- ---------------- -------------------------------
The Goldman
Sachs Group,
Inc.
----------------- -------------------------------- ---------------- -------------------------------
GSSG Holdings
LLC
----------------- -------------------------------- ---------------- -------------------------------
ELQ Holdings
(DEL) LLC
----------------- -------------------------------- ---------------- -------------------------------
ELQ Holdings
(UK) Ltd
----------------- -------------------------------- ---------------- -------------------------------
ELQ Investors
IX Ltd
----------------- -------------------------------- ---------------- -------------------------------
ELQ Investors
II Ltd 4.16% 4.16%
----------------- -------------------------------- ---------------- -------------------------------
10. In case of proxy voting, please identify:
------------------------------------------------------------------------------------------------------
Name of the proxy holder N/A
--------------------------------------------------- -------------------------------------------------
The number and % of voting N/A
rights held
--------------------------------------------------- -------------------------------------------------
The date until which the N/A
voting rights will be held
--------------------------------------------------- -------------------------------------------------
11. Additional information(xvi)
------------------------------------------------------------------------------------------------------
Please note, total amount of voting rights have been
rounded to 2 decimal places therefore there is a possibility
of a rounding error.
General email contact:
shareholderdisclosures@gs.com
------------------------------------------------------------------------------------------------------
Place of completion London
-------------------- -----------
Date of completion 13/09/2017
-------------------- -----------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLLJMTTMBIBTAR
(END) Dow Jones Newswires
September 14, 2017 02:01 ET (06:01 GMT)
Biffa (LSE:BIFF)
Historical Stock Chart
From Mar 2024 to Apr 2024
Biffa (LSE:BIFF)
Historical Stock Chart
From Apr 2023 to Apr 2024
Real-Time news about Biffa Plc (London Stock Exchange): 0 recent articles
More Biffa News Articles