Berkeley Group Holdings (The) PLC Holding(s) in Company (9841Z)
21 December 2017 - 3:15AM
UK Regulatory
TIDMBKG
RNS Number : 9841Z
Berkeley Group Holdings (The) PLC
20 December 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
--------------------------------------------------------------------------------------------------------
1a. Identity of the issuer Berkeley Group Holdings Plc
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -----------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
--------------------------------------------------------------------------------------------------------
Non-UK issuer
----------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
--------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
----------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
----------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) :
----------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name First Eagle Investment Management,
LLC
City and country of registered New York, NY USA
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
--------------------------------------------------------------------------------------------------------
Name First Eagle Global Value Fund LP
First Eagle International Value
Fund LP
Centrica Combined Common Investment
Fund
Limited
Fairfax County Employees Retirement
Systems
Fairfax County Police Retirement
Systems
First Eagle Amundi Income Builder
Fund
First Eagle Global Income Builder
Fund
First Eagle Global Fund
First Eagle Global Value Master
Fund
First Eagle Overseas Fund
First Eagle Overseas Variable Fund
Ewing Marion Kauffman Foundation
Mercer Low Volatility Equity Fund
MMC UK Pension Fund
Premier International Equity Fund
Producer-Writers Guild of America
Pension Plan
UFCW Of Southern California
First Eagle Amundi International
Fund
Sofire Fund Ltd.
United Food and Commercial Workers
Union
UPMC Master Trust
UPS Plan Investments Group
UTC Master Retirement Trust First
Eagle
------------------------------------------------- -----------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- -----------------------------------------------------
5. Date on which the threshold 18 December 2017
was crossed or reached(vi)
:
------------------------------------------------- -----------------------------------------------------
6. Date on which issuer notified 20 December 2017
(DD/MM/YYYY):
------------------------------------------------- -----------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
--------------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ------------------ ------------------ -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 10.97% 0% 10.97% 135,415,353
---------------------- ------------------------- ------------------ ------------------ -------------
Position
of previous
notification
(if
applicable) 11.02% 0% 11.02%
---------------------- ------------------------- ------------------ ------------------ -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- --------------------- -------------- ------------------------------ ---------------
14,855,493 0 10.97% 0%
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL
8. A 14,855,493 10.97%
---------------------- ------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------------- ---------------------- -------------- ----------------- ----------- ---------------
SUBTOTAL
8.B.2
----------------- ----------- ---------------
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary)
------------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
------------------------ ---------------- ----------------------- ---------------------
Stephen A. Schwarzman % % %
------------------------ ---------------- ----------------------- ---------------------
Blackstone Group % % %
Management L.L.C
------------------------ ---------------- ----------------------- ---------------------
The Blackstone % % %
Group L.P.
------------------------ ---------------- ----------------------- ---------------------
Blackstone Holdings % % %
III GP Management
L.L.C.
------------------------ ---------------- ----------------------- ---------------------
Blackstone Holdings % % %
III GP L.P.
------------------------ ---------------- ----------------------- ---------------------
Blackstone Holdings % % %
III L.P.
------------------------ ---------------- ----------------------- ---------------------
BMA VI L.L.C. % % %
------------------------ ---------------- ----------------------- ---------------------
Blackstone Management % % %
Associates VI
L.L.C.
------------------------ ---------------- ----------------------- ---------------------
Blackstone Capital % % %
Partners VI L.P.[1]
------------------------ ---------------- ----------------------- ---------------------
BCP CC Holdings % % %
GP L.L.C.
------------------------ ---------------- ----------------------- ---------------------
BCP CC Holdings % % %
L.P.
------------------------ ---------------- ----------------------- ---------------------
First Eagle Holdings, % % %
Inc.
------------------------ ---------------- ----------------------- ---------------------
First Eagle Investment
Management, L.L.C.[2] 10.97% % 10.97%
------------------------ ---------------- ----------------------- ---------------------
First Eagle Global
Fund 5.39% % 5.39%
------------------------ ---------------- ----------------------- ---------------------
Nicholas B. Paumgarten % % %
------------------------ ---------------- ----------------------- ---------------------
Maximillian Management % % %
L.L.C.
------------------------ ---------------- ----------------------- ---------------------
Corsair Capital % % %
LLC
------------------------ ---------------- ----------------------- ---------------------
Corsair Management % % %
IV LP
------------------------ ---------------- ----------------------- ---------------------
Corsair IV Financial % % %
Services Capital
Partners, L.P.[3]
------------------------ ---------------- ----------------------- ---------------------
BCP CC Holdings % % %
GP L.L.C.
------------------------ ---------------- ----------------------- ---------------------
BCP CC Holdings % % %
L.P.
------------------------ ---------------- ----------------------- ---------------------
First Eagle Holdings, % % %
Inc.
------------------------ ---------------- ----------------------- ---------------------
First Eagle Investment
Management, L.L.C.[4] 10.97% % 10.97%
------------------------ ---------------- ----------------------- ---------------------
First Eagle Global
Fund 5.39% % 5.39%
------------------------ ---------------- ----------------------- ---------------------
D.T. Ignacio % % %
Jayanti
------------------------ ---------------- ----------------------- ---------------------
Maximillian Management % % %
L.L.C.
------------------------ ---------------- ----------------------- ---------------------
Corsair Capital % % %
LLC
------------------------ ---------------- ----------------------- ---------------------
Corsair Management % % %
IV LP
------------------------ ---------------- ----------------------- ---------------------
Corsair IV Financial % % %
Services Capital
Partners, L.P.[5]
------------------------ ---------------- ----------------------- ---------------------
BCP CC Holdings % % %
GP L.L.C.
------------------------ ---------------- ----------------------- ---------------------
BCP CC Holdings % % %
L.P.
------------------------ ---------------- ----------------------- ---------------------
First Eagle Holdings, % % %
Inc.
------------------------ ---------------- ----------------------- ---------------------
First Eagle Investment
Management, L.L.C.[6] 10.97% % 10.97%
------------------------ ---------------- ----------------------- ---------------------
First Eagle Global
Fund 5.39% % 5.39%
------------------------ ---------------- ----------------------- ---------------------
10. In case of
proxy voting,
please identify:
------------------------ ---------------- ----------------------- ---------------------
Name of the proxy
holder
------------------------ ---------------- ----------------------- ---------------------
The number and % of voting rights held
------------------------------------------------------------------------------------------
The date until which the voting rights will be held
------------------------------------------------------------------------------------------
11. Additional information(xvi)
------------------------------------------ ----------------------------------------------
First Eagle Investment Management,
LLC is a U.S. investment advisor
registered under the Investment
Advisors Act 1940.
------------------------------------------ ----------------------------------------------
Place of completion 1345 Avenue of the Americas, New York, NY
USA
-------------------- ------------------------------------------
Date of completion 20 December 2017
-------------------- ------------------------------------------
Gemma Parsons
Company Secretary
The Berkeley Group Holdings plc
01932 868555
(LEI: 2138009OQSSLVVHQAL78)
[1] On the basis of a contractually agreed Information Barrier
Policy, First Eagle Holdings, Inc. and its affiliated entities
generally do not possess nor have access to non-public information
held by The Blackstone Group L.P. and its affiliated entities
listed in this TR-1.
[2] For the complete list of relevant shareholders that are
controlled by First Eagle Investment Management, L.L.C, please see
response to Q. 4 above. For the avoidance of doubt, no other
shareholders listed thereunder holds voting rights equal to or
higher than the notifiable threshold.
[3] On the basis of a contractually agreed Information Barrier
Policy, First Eagle Holdings, Inc. and its affiliated entities
generally do not possess nor have access to non-public information
held by Corsair Capital LLC and its affiliated entities listed in
this TR-1.
[4] For the complete list of relevant shareholders that are
controlled by First Eagle Investment Management, L.L.C, please see
response to Q. 4 above. For the avoidance of doubt, no other
shareholders listed thereunder holds voting rights equal to or
higher than the notifiable threshold.
[5] On the basis of a contractually agreed Information Barrier
Policy, First Eagle Holdings and its affiliated entities generally
do not possess nor have access to non-public information held by
Corsair Capital LLC and its affiliated entities listed in this
TR-1.
[6] For the complete list of relevant shareholders that are
controlled by First Eagle Investment Management, L.L.C, please see
response to Q. 4 above. For the avoidance of doubt, no other
shareholders listed thereunder holds voting rights equal to or
higher than the notifiable threshold.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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