Brewin Dolphin Holdings PLC Director/PDMR Shareholding (5495J)
05 December 2018 - 11:07PM
UK Regulatory
TIDMBRW
RNS Number : 5495J
Brewin Dolphin Holdings PLC
05 December 2018
Brewin Dolphin Holdings PLC
(the 'Company')
Persons discharging managerial responsibilities ('PDMR')
received a conditional share award granted under the Company's Long
Term Performance Plan ('LTIP') in December 2015 (the 'Awards'). The
performance period for the Awards was three years to 30 September
2018. Performance against the criteria was tested and the Awards
automatically vested at 74.6% on 3 December 2018.
The Company has in place an automatic sell to cover tax and
national insurance provision (the 'Provision'), after which the
balance of shares is automatically transferred to the participant
(the 'Balance of Shares').
Detailed below is the Balance of Shares post the Provision
having been applied. The price used for the value of the Balance of
Shares is the market price used to calculate the Provision.
All individuals listed below have retained the Balance of
Shares.
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Susan Beckett
-------------------------- ------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------
a) Position/status Chief Risk Officer (PDMR)
-------------------------- ------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- ------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- ------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- ------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- ------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- ------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP3.296 32,976
----------
-------------------------- ------------------------------------------
d) Aggregated information
- Aggregated volume
32,976 shares
- Price
GBP3.296
-------------------------- ------------------------------------------
e) Date of the transaction 2018-12-03
-------------------------- ------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- ------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------
a) Name Robin Beer
-------------------------- ------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------
a) Position/status Managing Director of Investment Solutions
& Distribution (PDMR)
-------------------------- ------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- ------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- ------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- ------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- ------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- ------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP3.296 16,483
----------
-------------------------- ------------------------------------------
d) Aggregated information
- Aggregated volume
16,483 shares
- Price
GBP3.296
-------------------------- ------------------------------------------
e) Date of the transaction 2018-12-03
-------------------------- ------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- ------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------
a) Name Charles Ferry
-------------------------- ------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------
a) Position/status Managing Director of Private Clients
(PDMR)
-------------------------- ------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- ------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- ------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- ------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- ------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- ------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP3.296 14,651
----------
-------------------------- ------------------------------------------
d) Aggregated information
- Aggregated volume
14,651 shares
- Price
GBP3.296
-------------------------- ------------------------------------------
e) Date of the transaction 2018-12-03
-------------------------- ------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- ------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------
a) Name Nicholas Fitzgerald
-------------------------- ------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------
a) Position/status Managing Director of Financial Planning
(PDMR)
-------------------------- ------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- ------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- ------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- ------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- ------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- ------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP3.296 11,318
----------
-------------------------- ------------------------------------------
d) Aggregated information
- Aggregated volume
11,318 shares
- Price
GBP3.296
-------------------------- ------------------------------------------
e) Date of the transaction 2018-12-03
-------------------------- ------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- ------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------
a) Name David Nicol
-------------------------- ------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------
a) Position/status Chief Executive (Director/PDMR)
-------------------------- ------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- ------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- ------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- ------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- ------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- ------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP3.296 51,282
----------
-------------------------- ------------------------------------------
d) Aggregated information
- Aggregated volume
51,282 shares
- Price
GBP3.296
-------------------------- ------------------------------------------
e) Date of the transaction 2018-12-03
-------------------------- ------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- ------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------
a) Name Richard Buxton
-------------------------- ------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------
a) Position/status HR Director (PDMR)
-------------------------- ------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- ------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- ------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- ------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- ------------------------------------------
b) Nature of the transaction Resulting acquisition of the Balance
of shares following automatic vesting
of share award under the LTIP and
the automatic Provision having been
applied.
-------------------------- ------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP3.296 30,769
----------
-------------------------- ------------------------------------------
d) Aggregated information
- Aggregated volume
30,769 shares
- Price
GBP3.296
-------------------------- ------------------------------------------
e) Date of the transaction 2018-12-03
-------------------------- ------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- ------------------------------------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
DSHBDBDDUGGBGIU
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