TIDMCMCX TIDM42SB

RNS Number : 1728I

CMC Markets Plc

15 June 2017

 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
------------------------------------------------------------------------------------------------ 
 
 1. Identity of the issuer or                                           CMC Markets plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  --------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights 
----------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of qualifying financial                              X 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------  ------------------------------ 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------  ------------------------------ 
 Other (please 
  specify): 
---------------------------------------------------------  -----  ------------------------------ 
 3. Full name of person(s)                                      The Goldman Sachs Group, Inc. 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ----------------------------------- 
 4. Full name of shareholder(s)                                  Goldman Sachs International 
  (if different from 3.):(iv) 
-----------------------------------------------------------  ----------------------------------- 
 5. Date of the transaction                                              12 June 2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ----------------------------------- 
 6. Date on which issuer                                                 14 June 2017 
  notified: 
-----------------------------------------------------------  ----------------------------------- 
 7. Threshold(s) that is/are                                               Below 4% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  ----------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type         Situation previous                        Resulting situation after the 
  of                 to the triggering                         triggering transaction 
  shares             transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-----------------  ----------------------------------------  --------------------------------------------------------- 
                    Number                Number              Number          Number of           % of voting 
                     of                    of                  of              voting              rights (x) 
                     Shares                Voting              shares          rights 
                                           Rights 
---------------    --------------------  ------------------  --------------  ------------------  --------------------- 
                                                              Direct          Direct   Indirect   Direct    Indirect 
                                                                               (xi)     (xii) 
---------------      ----------------      --------------    --------------  -------  ---------  --------  ----------- 
 
    GB00B14SKR37             0                    0                                    470,506                0.16% 
                   --------------------  ------------------  --------------  -------  ---------  --------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial    Expiration            Exercise/                         Number of voting                % of 
  instrument           date                  Conversion                        rights that may                 voting 
                       (xiii)                Period (xiv)                      be                              rights 
                                                                               acquired if the 
                                                                               instrument is 
                                                                               exercised/ converted. 
-------------------  --------------------  --------------------------------  ------------------------------  --------- 
 Stock Loan 
  (Physical)          Open                                                             10,706,400              3.72% 
-------------------  --------------------  --------------------------------  ------------------------------  --------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise              Expiration          Exercise/         Number of           % of voting 
 financial        price                 date                Conversion         voting rights       rights (xix, 
 instrument                             (xvii)              period             instrument          xx) 
                                                            (xviii)            refers to 
---------------  --------------------  ------------------  ----------------  ------------------  --------------------- 
                                                                                                  Nominal     Delta 
---------------------------------------------------------------------------  ------------------  ----------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                        Percentage of voting rights 
-------------------------------------------------------------  ------------------------------------------------------- 
                          11,176,906                                                    3.88% 
-------------------------------------------------------------  ------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------------------- 
 
   The Goldman Sachs Group, Inc.; 11,176,906 shares; 3.88% 
 
   Goldman Sachs (UK) L.L.C. (Controlled by The Goldman 
   Sachs Group, Inc.) ; 11,176,906 shares; 3.88% 
   Goldman Sachs Group UK Limited (Controlled by Goldman 
   Sachs (UK) L.L.C.) ; 11,176,906 shares; 3.88% 
   Goldman Sachs International (Controlled by Goldman Sachs 
   Group UK Limited) ; 11,176,906 shares; 3.88% 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                                           N/A 
-------------------------------------------------------  ---------------------------------- 
 11. Number of voting rights proxy                                       N/A 
  holder will cease 
  to hold: 
-------------------------------------------------------  ---------------------------------- 
 12. Date on which proxy holder will                                     N/A 
  cease to hold 
  voting rights: 
-------------------------------------------------------  ---------------------------------- 
 
                                                          Please note, total amount 
  13. Additional information:                              of voting rights have been 
                                                           rounded to 2 decimal places 
                                                           therefore there is a possibility 
                                                           of a rounding error. 
                                                           General email contact: 
                                                           shareholderdisclosures@gs.com 
-------------------------------------------------------  ---------------------------------- 
 14. Contact name:                                        Joanna Foley 
-------------------------------------------------------  ---------------------------------- 
 15. Contact telephone number:                            +44 207 051 9996 
-------------------------------------------------------  ---------------------------------- 
 
 

-

This information is provided by RNS

The company news service from the London Stock Exchange

END

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June 15, 2017 04:01 ET (08:01 GMT)

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