Diverse Inc Trust Holding(s) in Company
20 October 2020 - 12:14AM
UK Regulatory
TIDMDIVI
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or the underlying Diverse Income Trust Plc
issuer of existing shares to which voting
rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name M&G Plc
City and country of registered office (if London, United Kingdom
applicable)
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if
applicable)
5. Date on which the threshold was crossed or 16/10/2020
reached:
6. Date on which issuer notified (DD/MM/YYYY): 19/10/2020
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights of
to shares (total instruments issuer
of 8. A) (total of 8.B 1 +
8.B 2)
Resulting 11.98% 0.03% 12.01% 358,045,105
situation on the
date on which
threshold was
crossed or reached
Position of 12.00% 0.01% 12.01%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive 2004/ Directive 2004/109/ 2004/109/EC) (DTR5.1) Directive 2004/
109/EC) (DTR5.1) EC) (DTR5.2.1) 109/EC)
(DTR5.2.1)
ORD GBP0.001 42,908,756 11.98%
GB00B65TLW28
SUBTOTAL 8. A 42,908,756 11.98%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument date Conversion Period that may be acquired if rights
the instrument is
exercised/converted.
ORD GBP0.001 111,917 0.03%
GB00B65TLW28
(Right of Recall)
SUBTOTAL 8. B 1 111,917 0.03%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial date Conversion settlement voting rights rights
instrument Period
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional rows as
necessary)
Name % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
M&G Plc (Parent 11.98% 0.03% 12.01%
Company)
M&G Group Regulated 11.98% 0.03% 12.01%
Entity Holding Company
Limited (wholly owned
subsidiary of M&G Plc)
M&G Group Limited 11.98% 0.03% 12.01%
(wholly owned
subsidiary of M&G Group
Regulated Entity
Holding Company
Limited)
M&G FA Limited 11.98% 0.03% 12.01%
(wholly owned
subsidiary of M&G Group
Limited)
M&G Investment 11.98% 0.03% 12.01%
Management Limited
(wholly owned
subsidiary of M&G FA
Limited)
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be N/A
held
11. Additional information
Place of completion London, United Kingdom
Date of completion 19 October 2020
END
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