Downing Strategic Micro-Cap Investment Trust plc Holding(s) In Company
08 February 2023 - 5:27AM
UK Regulatory
TIDMDSM
Downing Strategic Micro-Cap Investment Trust Plc
LEI: 213800QMYPUW4POFFX69
Notification of major holdings
07 February 2023
NOTIFICATION OF MAJOR HOLDINGS
----------------------------------------------------------------------------------------------------------
1a. Identity of the issuer or the
underlying issuer of existing shares DOWNING STRATEGIC MICRO-CAP INVESTMENT
to which voting rights are attached: TRUST PLC
---------------------------------------------- ----------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
----------------------------------------------------------------------------------------------------------
Non-UK issuer
--------------------------------------------------------------------------------------------- -----------
2. Reason for the notification (please mark the appropriate box or
boxes with an "X")
----------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
--------------------------------------------------------------------------------------------- -----------
An acquisition or disposal of financial instruments
--------------------------------------------------------------------------------------------- -----------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------------------------- -----------
Other (please specify):
Reduced voting rights of issuer following transaction in
own shares X
--------------------------------------------------------------------------------------------- -----------
3. Details of person subject to the notification obligation
Name Foresight Group LLP
City and country of registered office
(if applicable) London, England
4. Full name of shareholder(s) (if different from 3.)
----------------------------------------------------------------------------------------------------------
Thames Ventures VCT 1 plc
Thames Ventures VCT 2 plc - Ventures
Name share class
---------------------------------------------- ----------------------------------------------------------
City and country of registered office
(if applicable) London, England
---------------------------------------------- ----------------------------------------------------------
5. Date on which the threshold was
crossed or reached: 07/10/2022
---------------------------------------------- ----------------------------------------------------------
6. Date on which issuer notified
(DD/MM/YYYY): 07/02/2023
---------------------------------------------- ----------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
----------------------------------------------------------------------------------------------------------
% of voting rights
% of voting rights through financial Total number
attached to shares instruments Total of both of voting rights
(total of 8. (total of 8.B in % (8.A held in issuer
A) 1 + 8.B 2) + 8.B) (8.A + 8.B) (vii)
------------------------- ------------------- ------------------ ------------- -----------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 21.04% 0.000 21.04% 10,388,813
------------------------- ------------------- ------------------ ------------- -----------------------
Position of previous
notification
(if
applicable) 20.98% 0.000 20.98%
------------------------- ------------------- ------------------ ------------- -----------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
----------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------
Class/type of
shares
ISIN code (if
possible) Number of voting rights % of voting rights
------------------------- --------------------------------------- --------------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------------ ------------------- ------------------ ------------------------- -----------
GB00BF0SCX52 10,388,813 n/a 21.04% n/a
------------------------- ------------------- ------------------ ------------------------- -----------
SUBTOTAL 8. A 10,388,813 21.04%
------------------------- --------------------------------------- --------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
----------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that rights
may be acquired
if the instrument
is
exercised/converted.
------------------------- ------------------- ------------------ ------------------------- -----------
n/a n/a n/a n/a n/a
------------------------- ------------------- ------------------ ------------------------- -----------
SUBTOTAL 8. B 1
------------------ ------------------------- -----------
B 2: Financial Instruments with similar economic effect according
to DTR5.3.1R (1) (b)
----------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Physical or Number of % of voting
instrument date Conversion Period cash voting rights
Settlement rights
------------------------ -------------------- ------------------ ------------- ---------- -----------
n/a n/a n/a n/a n/a n/a
------------------------ -------------------- ------------------ ------------- ---------- -----------
SUBTOTAL
8.B.2
------------- ---------- -----------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly
an interest in the (underlying) issuer
Full chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity
(please add additional rows as necessary) X
---------------------------------------------------------------------- ---------------------
% of voting rights
through financial
% of voting rights instruments if it Total of both if
if it equals or equals or is higher it equals or is
is higher than the than the notifiable higher than the
Name notifiable threshold threshold notifiable threshold
------------------------- --------------------- -------------------- ---------------------
Foresight Group Holdings
Limited
Foresight Holdco
2 Limited
Foresight Group LLP 21.04% 0.0 21.04%
------------------------- --------------------- -------------------- ---------------------
10. In case of proxy voting, please identify:
---------------------------------------------------------------------------------------------
Name of the proxy holder n/a
------------------------------------------------ -------------------------------------------
The number and % of voting rights n/a
held
------------------------------------------------ -------------------------------------------
The date until which the voting rights n/a
will be held
------------------------------------------------ -------------------------------------------
11. Additional information
---------------------------------------------------------------------------------------------
n/a
---------------------------------------------------------------------------------------------
Place of completion London, UK
------------------- ----------
Date of completion 07.02.23
------------------- ----------
(END) Dow Jones Newswires
February 07, 2023 13:27 ET (18:27 GMT)
Copyright (c) 2023 Dow Jones & Company, Inc.
Downing Strategic Micro-... (LSE:DSM)
Historical Stock Chart
From Apr 2024 to May 2024
Downing Strategic Micro-... (LSE:DSM)
Historical Stock Chart
From May 2023 to May 2024