UBS AG (EPT) Form 8.5 (EPT/RI) - Firstgroup Plc (3248W)
17 August 2022 - 7:16PM
UK Regulatory
TIDMFGP
RNS Number : 3248W
UBS AG (EPT)
17 August 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this Firstgroup Plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Firstgroup Plc
connected:
---------------------------------------
(d) Date dealing undertaken: 16 August 2022
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
5p Ordinary Buy 954237 1.29802 GBP 1.08455 GBP
----------------- ------------------------ ----------------------- -----------------------
5p Ordinary Sell 1682629 1.29802 GBP 1.08455 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
5p Ordinary CFD Long 3674 1.160537 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 133377 1.09620324 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 9597 1.141977 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 3870 1.142 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 884 1.142002 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 16468 1.11874787466602 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 17145 1.14300001 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 96188 1.189396 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 46215 1.15431522233041 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 41148 1.15431532516769 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 970673 1.26000131 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 60593 1.271 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 1113 1.256 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 4307 1.143286 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 72040 1.25382066 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 24846 1.147213 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 8984 1.220753 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 18000 1.25186777777778 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 181180 1.217816 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 11374 1.215238 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 14323 1.086656 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 913 1.265 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 54858 1.27623989208502 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 5204 1.154538 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 48844 1.27623925149455 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 37468 1.27168303619088 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 2778 1.1648187037437 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 166666 1.1072017 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 22888 1.142 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 4727 1.166715 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 1767 1.141998 GBP
-------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 17 August 2022
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FERGCGDILBBDGDR
(END) Dow Jones Newswires
August 17, 2022 05:16 ET (09:16 GMT)
Firstgroup (LSE:FGP)
Historical Stock Chart
From Apr 2024 to May 2024
Firstgroup (LSE:FGP)
Historical Stock Chart
From May 2023 to May 2024