General Electric Company Director/PDMR Shareholding
06 March 2024 - 6:00PM
RNS Regulatory News
RNS Number : 7404F
General Electric Company
06 March 2024
4
SEC Form 4
|
FORM 4
|
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
|
OMB
APPROVAL
|
|
OMB Number:
|
3235-0287
|
|
Estimated average burden
|
|
hours per response:
|
0.5
|
|
|
|
|
Check this box if no longer subject
to Section 16. Form 4 or Form 5 obligations may continue.
See Instruction
1(b).
|
|
|
|
| |
|
1. Name and Address of Reporting
Person*
|
GENERAL ELECTRIC COMPANY
|
|
ONE FINANCIAL CENTER, SUITE
3700
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GENERAL
ELECTRIC CO [ GE ]
|
5. Relationship of Reporting
Person(s) to Issuer
(Check all applicable)
|
|
Director
|
|
10% Owner
|
|
X
|
Officer (give title
below)
|
|
Other (specify below)
|
|
Vice
President
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
03/01/2024
|
|
4. If Amendment, Date of Original
Filed (Month/Day/Year)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
|
X
|
Form filed by One Reporting
Person
|
|
|
Form filed by More than One Reporting
Person
|
|
|
Rule 10b5-1(c) Transaction
Indication
|
|
Check this box to indicate that a
transaction was made pursuant to a contract, instruction or written
plan that is intended to satisfy the affirmative defense conditions
of Rule 10b5-1(c). See Instruction 10.
|
|
|
Table I - Non-Derivative
Securities Acquired, Disposed of, or Beneficially
Owned
|
|
1.
Title of Security (Instr. 3)
|
2.
Transaction Date (Month/Day/Year)
|
2A.
Deemed Execution Date, if any (Month/Day/Year)
|
3.
Transaction Code (Instr. 8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and
5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr. 3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
Amount
|
(A)
or (D)
|
Price
|
|
Common Stock
|
03/01/2024
|
|
M
|
|
3,417
|
A
|
$0
|
28,102
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
1,590
|
D
|
$158.1
|
26,512
|
D
|
|
|
Common Stock(1)
|
03/01/2024
|
|
A
|
|
9,298
|
A
|
$0
|
35,810
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
4,325
|
D
|
$158.1
|
31,485
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
M
|
|
3,353
|
A
|
$0
|
34,838
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
1,529
|
D
|
$158.1
|
33,309
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
1,250
|
I
|
By trust
|
|
Table II - Derivative
Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
|
1.
Title of Derivative Security (Instr. 3)
|
2.
Conversion or Exercise Price of Derivative
Security
|
3.
Transaction Date (Month/Day/Year)
|
3A.
Deemed Execution Date, if any (Month/Day/Year)
|
4.
Transaction Code (Instr. 8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6.
Date Exercisable and Expiration Date
(Month/Day/Year)
|
7.
Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8.
Price of Derivative Security (Instr. 5)
|
9.
Number of derivative Securities Beneficially Owned Following
Reported Transaction(s) (Instr. 4)
|
10.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Restricted Stock Units
|
(2)
|
03/01/2024
|
|
M
|
|
|
3,417
|
(3)
|
(3)
|
Common
Stock
|
3,417
|
$0
|
0
|
D
|
|
|
Restricted Stock Units
|
(2)
|
03/01/2024
|
|
M
|
|
|
3,353
|
(3)
|
(3)
|
Common
Stock
|
3,353
|
$0
|
3,353
|
D
|
|
|
Explanation of Responses:
|
|
1. Settlement of performance rights
granted on March 1, 2021.
|
|
2. Each Restricted Stock Unit
represents a contingent right to receive one share of the issuer's
common stock.
|
|
3. The Restricted Stock Units vest
in two equal installments of 50% each, on the second and third
anniversary of the grant date.
|
|
Remarks:
|
|
|
|
|
/s/ Brandon Smith, attorney in fact
for Thomas S. Timko
|
03/05/2024
|
|
|
** Signature of Reporting
Person
|
Date
|
|
Reminder: Report on a separate line
for each class of securities beneficially owned directly or
indirectly.
|
|
* If the form is filed by more than
one reporting person, see
Instruction 4 (b)(v).
|
|
** Intentional misstatements or
omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
|
|
Note: File three copies of this
Form, one of which must be manually signed. If space is
insufficient, see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB Number.
|
SEC Form 4
|
FORM 4
|
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
|
OMB
APPROVAL
|
|
OMB Number:
|
3235-0287
|
|
Estimated average burden
|
|
hours per response:
|
0.5
|
|
|
|
|
Check this box if no longer subject
to Section 16. Form 4 or Form 5 obligations may continue.
See Instruction
1(b).
|
|
|
|
| |
|
1. Name and Address of Reporting
Person*
|
GENERAL ELECTRIC COMPANY
|
|
ONE FINANCIAL CENTER, SUITE
3700
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GENERAL
ELECTRIC CO [ GE ]
|
5. Relationship of Reporting
Person(s) to Issuer
(Check all applicable)
|
|
Director
|
|
10% Owner
|
|
X
|
Officer (give title
below)
|
|
Other (specify below)
|
|
Senior
Vice President
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
03/01/2024
|
|
4. If Amendment, Date of Original
Filed (Month/Day/Year)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
|
X
|
Form filed by One Reporting
Person
|
|
|
Form filed by More than One Reporting
Person
|
|
|
Rule 10b5-1(c) Transaction
Indication
|
|
Check this box to indicate that a
transaction was made pursuant to a contract, instruction or written
plan that is intended to satisfy the affirmative defense conditions
of Rule 10b5-1(c). See Instruction 10.
|
|
|
Table I - Non-Derivative
Securities Acquired, Disposed of, or Beneficially
Owned
|
|
1.
Title of Security (Instr. 3)
|
2.
Transaction Date (Month/Day/Year)
|
2A.
Deemed Execution Date, if any (Month/Day/Year)
|
3.
Transaction Code (Instr. 8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and
5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr. 3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
Amount
|
(A)
or (D)
|
Price
|
|
Common Stock
|
03/01/2024
|
|
M
|
|
5,149
|
A
|
$0
|
91,499
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
2,524
|
D
|
$158.1
|
88,975
|
D
|
|
|
Common Stock(1)
|
03/01/2024
|
|
A
|
|
38,991
|
A
|
$0
|
127,966
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
19,107
|
D
|
$158.1
|
108,859
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
M
|
|
6,316
|
A
|
$0
|
115,175
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
3,179
|
D
|
$158.1
|
111,996
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
9,559
|
I
|
401(k)
|
|
Common Stock
|
|
|
|
|
|
|
|
5,228
|
I
|
Spouse's 401(k)
|
|
Table II - Derivative
Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
|
1.
Title of Derivative Security (Instr. 3)
|
2.
Conversion or Exercise Price of Derivative
Security
|
3.
Transaction Date (Month/Day/Year)
|
3A.
Deemed Execution Date, if any (Month/Day/Year)
|
4.
Transaction Code (Instr. 8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6.
Date Exercisable and Expiration Date
(Month/Day/Year)
|
7.
Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8.
Price of Derivative Security (Instr. 5)
|
9.
Number of derivative Securities Beneficially Owned Following
Reported Transaction(s) (Instr. 4)
|
10.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Restricted Stock Units
|
(2)
|
03/01/2024
|
|
M
|
|
|
5,149
|
(3)
|
(3)
|
Common
Stock
|
5,149
|
$0
|
0
|
D
|
|
|
Restricted Stock Units
|
(2)
|
03/01/2024
|
|
M
|
|
|
6,316
|
(3)
|
(3)
|
Common
Stock
|
6,316
|
$0
|
6,316
|
D
|
|
|
Explanation of Responses:
|
|
1. Settlement of performance rights
granted on March 1, 2021.
|
|
2. Each Restricted Stock Unit
represents a contingent right to receive one share of the issuer's
common stock.
|
|
3. The Restricted Stock Units vest
in two equal installments of 50% each, on the second and third
anniversary of the grant date.
|
|
Remarks:
|
|
|
|
|
/s/ Brandon Smith, attorney in fact
for Scott Strazik
|
03/05/2024
|
|
|
** Signature of Reporting
Person
|
Date
|
|
Reminder: Report on a separate line
for each class of securities beneficially owned directly or
indirectly.
|
|
* If the form is filed by more than
one reporting person, see
Instruction 4 (b)(v).
|
|
** Intentional misstatements or
omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
|
|
Note: File three copies of this
Form, one of which must be manually signed. If space is
insufficient, see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB Number.
|
SEC Form 4
|
FORM 4
|
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
|
OMB
APPROVAL
|
|
OMB Number:
|
3235-0287
|
|
Estimated average burden
|
|
hours per response:
|
0.5
|
|
|
|
|
Check this box if no longer subject
to Section 16. Form 4 or Form 5 obligations may continue.
See Instruction
1(b).
|
|
|
|
| |
|
1. Name and Address of Reporting
Person*
|
GENERAL ELECTRIC COMPANY
|
|
ONE FINANCIAL CENTER, SUITE
3700
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GENERAL
ELECTRIC CO [ GE ]
|
5. Relationship of Reporting
Person(s) to Issuer
(Check all applicable)
|
|
Director
|
|
10% Owner
|
|
X
|
Officer (give title
below)
|
|
Other (specify below)
|
|
Senior
Vice President
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
03/01/2024
|
|
4. If Amendment, Date of Original
Filed (Month/Day/Year)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
|
X
|
Form filed by One Reporting
Person
|
|
|
Form filed by More than One Reporting
Person
|
|
|
Rule 10b5-1(c) Transaction
Indication
|
|
Check this box to indicate that a
transaction was made pursuant to a contract, instruction or written
plan that is intended to satisfy the affirmative defense conditions
of Rule 10b5-1(c). See Instruction 10.
|
|
|
Table I - Non-Derivative
Securities Acquired, Disposed of, or Beneficially
Owned
|
|
1.
Title of Security (Instr. 3)
|
2.
Transaction Date (Month/Day/Year)
|
2A.
Deemed Execution Date, if any (Month/Day/Year)
|
3.
Transaction Code (Instr. 8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and
5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr. 3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
Amount
|
(A)
or (D)
|
Price
|
|
Common Stock
|
03/01/2024
|
|
M
|
|
4,506
|
A
|
$0
|
88,169
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
2,015
|
D
|
$158.1
|
86,154
|
D
|
|
|
Common Stock(1)
|
03/01/2024
|
|
A
|
|
34,118
|
A
|
$0
|
120,272
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
15,256
|
D
|
$158.1
|
105,016
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
M
|
|
4,800
|
A
|
$0
|
109,816
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
2,153
|
D
|
$158.1
|
107,663
|
D
|
|
|
Table II - Derivative
Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
|
1.
Title of Derivative Security (Instr. 3)
|
2.
Conversion or Exercise Price of Derivative
Security
|
3.
Transaction Date (Month/Day/Year)
|
3A.
Deemed Execution Date, if any (Month/Day/Year)
|
4.
Transaction Code (Instr. 8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6.
Date Exercisable and Expiration Date
(Month/Day/Year)
|
7.
Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8.
Price of Derivative Security (Instr. 5)
|
9.
Number of derivative Securities Beneficially Owned Following
Reported Transaction(s) (Instr. 4)
|
10.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Restricted Stock Units
|
(2)
|
03/01/2024
|
|
M
|
|
|
4,506
|
(3)
|
(3)
|
Common
Stock
|
4,506
|
$0
|
0
|
D
|
|
|
Restricted Stock Units
|
(2)
|
03/01/2024
|
|
M
|
|
|
4,800
|
(3)
|
(3)
|
Common
Stock
|
4,800
|
$0
|
4,800
|
D
|
|
|
Explanation of Responses:
|
|
1. Settlement of performance rights
granted on March 1, 2021.
|
|
2. Each Restricted Stock Unit
represents a contingent right to receive one share of the issuer's
common stock.
|
|
3. The Restricted Stock Units vest
in two equal installments of 50% each, on the second and third
anniversary of the grant date.
|
|
Remarks:
|
|
|
|
|
/s/ Brandon Smith, attorney in fact
for Russell Stokes
|
03/05/2024
|
|
|
** Signature of Reporting
Person
|
Date
|
|
Reminder: Report on a separate line
for each class of securities beneficially owned directly or
indirectly.
|
|
* If the form is filed by more than
one reporting person, see
Instruction 4 (b)(v).
|
|
** Intentional misstatements or
omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
|
|
Note: File three copies of this
Form, one of which must be manually signed. If space is
insufficient, see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB Number.
|
SEC Form 4
|
FORM 4
|
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
|
OMB
APPROVAL
|
|
OMB Number:
|
3235-0287
|
|
Estimated average burden
|
|
hours per response:
|
0.5
|
|
|
|
|
Check this box if no longer subject
to Section 16. Form 4 or Form 5 obligations may continue.
See Instruction
1(b).
|
|
|
|
| |
|
1. Name and Address of Reporting
Person*
|
GENERAL ELECTRIC COMPANY
|
|
ONE FINANCIAL CENTER, SUITE
3700
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GENERAL
ELECTRIC CO [ GE ]
|
5. Relationship of Reporting
Person(s) to Issuer
(Check all applicable)
|
|
Director
|
|
10% Owner
|
|
X
|
Officer (give title
below)
|
|
Other (specify below)
|
|
Senior
Vice President
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
03/01/2024
|
|
4. If Amendment, Date of Original
Filed (Month/Day/Year)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
|
X
|
Form filed by One Reporting
Person
|
|
|
Form filed by More than One Reporting
Person
|
|
|
Rule 10b5-1(c) Transaction
Indication
|
|
Check this box to indicate that a
transaction was made pursuant to a contract, instruction or written
plan that is intended to satisfy the affirmative defense conditions
of Rule 10b5-1(c). See Instruction 10.
|
|
|
Table I - Non-Derivative
Securities Acquired, Disposed of, or Beneficially
Owned
|
|
1.
Title of Security (Instr. 3)
|
2.
Transaction Date (Month/Day/Year)
|
2A.
Deemed Execution Date, if any (Month/Day/Year)
|
3.
Transaction Code (Instr. 8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and
5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr. 3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
Amount
|
(A)
or (D)
|
Price
|
|
Common Stock(1)
|
03/01/2024
|
|
A
|
|
21,894
|
A
|
$0
|
78,178
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
10,080
|
D
|
$158.1
|
68,098
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
M
|
|
21,123
|
A
|
$0
|
89,221
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
8,961
|
D
|
$158.1
|
80,260
|
D
|
|
|
Table II - Derivative
Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
|
1.
Title of Derivative Security (Instr. 3)
|
2.
Conversion or Exercise Price of Derivative
Security
|
3.
Transaction Date (Month/Day/Year)
|
3A.
Deemed Execution Date, if any (Month/Day/Year)
|
4.
Transaction Code (Instr. 8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6.
Date Exercisable and Expiration Date
(Month/Day/Year)
|
7.
Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8.
Price of Derivative Security (Instr. 5)
|
9.
Number of derivative Securities Beneficially Owned Following
Reported Transaction(s) (Instr. 4)
|
10.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Restricted Stock Units
|
(2)
|
03/01/2024
|
|
M
|
|
|
21,123
|
(3)
|
(3)
|
Common
Stock
|
21,123
|
$0
|
0
|
D
|
|
|
Explanation of Responses:
|
|
1. Settlement of performance rights
granted on March 1, 2021.
|
|
2. Each Restricted Stock Unit
represents a contingent right to receive one share of the issuer's
common stock.
|
|
3. Reflects lapse of restrictions in
accordance with the retirement eligibility provision of the grant
agreement.
|
|
Remarks:
|
|
|
|
|
/s/ Brandon Smith, attorney in fact
for Michael J. Holston
|
03/05/2024
|
|
|
** Signature of Reporting
Person
|
Date
|
|
Reminder: Report on a separate line
for each class of securities beneficially owned directly or
indirectly.
|
|
* If the form is filed by more than
one reporting person, see
Instruction 4 (b)(v).
|
|
** Intentional misstatements or
omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
|
|
Note: File three copies of this
Form, one of which must be manually signed. If space is
insufficient, see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB Number.
|
SEC Form 4
|
FORM 4
|
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
|
OMB
APPROVAL
|
|
OMB Number:
|
3235-0287
|
|
Estimated average burden
|
|
hours per response:
|
0.5
|
|
|
|
|
Check this box if no longer subject
to Section 16. Form 4 or Form 5 obligations may continue.
See Instruction
1(b).
|
|
|
|
| |
|
1. Name and Address of Reporting
Person*
|
GENERAL ELECTRIC COMPANY
|
|
ONE FINANCIAL CENTER, SUITE
3700
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GENERAL
ELECTRIC CO [ GE ]
|
5. Relationship of Reporting
Person(s) to Issuer
(Check all applicable)
|
X
|
Director
|
|
10% Owner
|
|
X
|
Officer (give title
below)
|
|
Other (specify below)
|
|
Chairman
and CEO
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
03/01/2024
|
|
4. If Amendment, Date of Original
Filed (Month/Day/Year)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
|
X
|
Form filed by One Reporting
Person
|
|
|
Form filed by More than One Reporting
Person
|
|
|
Rule 10b5-1(c) Transaction
Indication
|
|
Check this box to indicate that a
transaction was made pursuant to a contract, instruction or written
plan that is intended to satisfy the affirmative defense conditions
of Rule 10b5-1(c). See Instruction 10.
|
|
|
Table I - Non-Derivative
Securities Acquired, Disposed of, or Beneficially
Owned
|
|
1.
Title of Security (Instr. 3)
|
2.
Transaction Date (Month/Day/Year)
|
2A.
Deemed Execution Date, if any (Month/Day/Year)
|
3.
Transaction Code (Instr. 8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and
5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr. 3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
Amount
|
(A)
or (D)
|
Price
|
|
Common Stock(1)
|
03/01/2024
|
|
A
|
|
238,846
|
A
|
$0
|
1,981,724
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
110,513
|
D
|
$158.1
|
1,871,211
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
1,573
|
I
|
By family trust
|
|
Common Stock
|
|
|
|
|
|
|
|
211,210
|
I
|
By holding company
|
|
Table II - Derivative
Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
|
1.
Title of Derivative Security (Instr. 3)
|
2.
Conversion or Exercise Price of Derivative
Security
|
3.
Transaction Date (Month/Day/Year)
|
3A.
Deemed Execution Date, if any (Month/Day/Year)
|
4.
Transaction Code (Instr. 8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6.
Date Exercisable and Expiration Date
(Month/Day/Year)
|
7.
Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8.
Price of Derivative Security (Instr. 5)
|
9.
Number of derivative Securities Beneficially Owned Following
Reported Transaction(s) (Instr. 4)
|
10.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date
Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
|
Explanation of Responses:
|
|
1. Settlement of performance rights
granted on March 1, 2021.
|
|
Remarks:
|
|
|
|
|
/s/ Brandon Smith, attorney in fact
for H. Lawrence Culp
|
03/05/2024
|
|
|
** Signature of Reporting
Person
|
Date
|
|
Reminder: Report on a separate line
for each class of securities beneficially owned directly or
indirectly.
|
|
* If the form is filed by more than
one reporting person, see
Instruction 4 (b)(v).
|
|
** Intentional misstatements or
omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
|
|
Note: File three copies of this
Form, one of which must be manually signed. If space is
insufficient, see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB Number.
|
SEC Form 4
|
FORM 4
|
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
|
OMB
APPROVAL
|
|
OMB Number:
|
3235-0287
|
|
Estimated average burden
|
|
hours per response:
|
0.5
|
|
|
|
|
Check this box if no longer subject
to Section 16. Form 4 or Form 5 obligations may continue.
See Instruction
1(b).
|
|
|
|
| |
|
1. Name and Address of Reporting
Person*
|
GENERAL ELECTRIC COMPANY
|
|
ONE FINANCIAL CENTER, SUITE
3700
|
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GENERAL
ELECTRIC CO [ GE ]
|
5. Relationship of Reporting
Person(s) to Issuer
(Check all applicable)
|
|
Director
|
|
10% Owner
|
|
X
|
Officer (give title
below)
|
|
Other (specify below)
|
|
Senior
Vice President
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
03/01/2024
|
|
4. If Amendment, Date of Original
Filed (Month/Day/Year)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
|
X
|
Form filed by One Reporting
Person
|
|
|
Form filed by More than One Reporting
Person
|
|
|
Rule 10b5-1(c) Transaction
Indication
|
|
Check this box to indicate that a
transaction was made pursuant to a contract, instruction or written
plan that is intended to satisfy the affirmative defense conditions
of Rule 10b5-1(c). See Instruction 10.
|
|
|
Table I - Non-Derivative
Securities Acquired, Disposed of, or Beneficially
Owned
|
|
1.
Title of Security (Instr. 3)
|
2.
Transaction Date (Month/Day/Year)
|
2A.
Deemed Execution Date, if any (Month/Day/Year)
|
3.
Transaction Code (Instr. 8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and
5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr. 3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
Amount
|
(A)
or (D)
|
Price
|
|
Common Stock(1)
|
03/01/2024
|
|
A
|
|
23,884
|
A
|
$0
|
65,110
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
10,776
|
D
|
$158.1
|
54,334
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
M
|
|
20,519
|
A
|
$0
|
74,853
|
D
|
|
|
Common Stock
|
03/01/2024
|
|
F
|
|
8,161
|
D
|
$158.1
|
66,692
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
12,431
|
I
|
by trust
|
|
Common Stock
|
|
|
|
|
|
|
|
110
|
I
|
by wife's trust
|
|
Common Stock
|
|
|
|
|
|
|
|
794
|
I
|
by descendant's trust
|
|
Table II - Derivative
Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
|
1.
Title of Derivative Security (Instr. 3)
|
2.
Conversion or Exercise Price of Derivative
Security
|
3.
Transaction Date (Month/Day/Year)
|
3A.
Deemed Execution Date, if any (Month/Day/Year)
|
4.
Transaction Code (Instr. 8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6.
Date Exercisable and Expiration Date
(Month/Day/Year)
|
7.
Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8.
Price of Derivative Security (Instr. 5)
|
9.
Number of derivative Securities Beneficially Owned Following
Reported Transaction(s) (Instr. 4)
|
10.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Restricted Stock Units
|
(2)
|
03/01/2024
|
|
M
|
|
|
20,519
|
(3)
|
(3)
|
Common
Stock
|
20,519
|
$0
|
0
|
D
|
|
|
Explanation of Responses:
|
|
1. Settlement of performance rights
granted on March 1, 2021.
|
|
2. Each Restricted Stock Unit
represents a contingent right to receive one share of the issuer's
common stock.
|
|
3. Reflects lapse of restrictions in
accordance with the retirement eligibility provision of the
agreement.
|
|
Remarks:
|
|
|
|
|
/s/ Brandon Smith, attorney in fact
for L. Kevin Cox
|
03/05/2024
|
|
|
** Signature of Reporting
Person
|
Date
|
|
Reminder: Report on a separate line
for each class of securities beneficially owned directly or
indirectly.
|
|
* If the form is filed by more than
one reporting person, see
Instruction 4 (b)(v).
|
|
** Intentional misstatements or
omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
|
|
Note: File three copies of this
Form, one of which must be manually signed. If space is
insufficient, see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB Number.
|
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