G4S PLC Notification Of Major Holdings
20 March 2021 - 3:57AM
UK Regulatory
TIDMGFS
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)(i)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached(ii)
: G4S plc
------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Non-UK issuer
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------
An acquisition or disposal of financial instruments
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------
Other (please specify)(iii) :
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- -------------------------------------------------
3. Details of person subject to the notification obligation(iv)
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from
3.)(v)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
J.P. Morgan Securities plc
J.P. Morgan Securities LLC
Name JPMorgan Chase Bank, National Association
------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------
City and country of registered office (if applicable) London, United Kingdom
------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------
5. Date on which the threshold was crossed or reached(vi)
: 17 March 2021
------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 19 March 2021
------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
% of voting rights attached to shares (total of 8. % of voting rights through financial instruments Total of both in
A) (total of 8.B 1 + 8.B 2) % (8.A + 8.B) Total number of voting rights held in issuer(vii)
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- -------------------------------------------------
Resulting situation on the date on which threshold
was crossed or reached 8.21% 0.01% 8.22% 127,520,233
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- -------------------------------------------------
Position of previous notification (if
applicable) 8.00% 0.01% 8.01%
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- -------------------------------------------------
8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
------------------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
------------------------------------------------------------------------------------------------------------------------------------------
Class/type of
shares
ISIN code (if possible) Number of voting rights(ix) % of voting rights
--------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------------- ---------- ----------------------- ----------------------------------------------------- ------------------
GB0031698896 127,355,672 8.21%
-------------------------- ---------- ----------------------- ----------------------------------------------------- ------------------
SUBTOTAL 8. A 127,355,672 8.21%
-------------------------- ----------------------------------- -------------------------------------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R
(1) (a)
------------------------------------------------------------------------------------------------------------------------------------------
Number of voting rights that may be acquired if the
Type of financial Expiration Exercise/ instrument is
instrument date(x) Conversion Period(xi) exercised/converted. % of voting rights
-------------------------- ---------- ----------------------- ----------------------------------------------------- ------------------
SUBTOTAL 8. B 1
----------------------- ----------------------------------------------------- ------------------
B 2: Financial Instruments with similar economic effect
according to DTR5.3.1R (1) (b)
------------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Conversion Physical or cash
instrument date(x) Period (xi) settlement(xii) Number of voting rights % of voting rights
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
Cash-settled Equity Swap 24/11/2021 24/11/2021 Cash 14,242 0.00%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
Cash-settled Equity Swap 20/01/2021 20/01/2021 Cash 37,899 0.00%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
Cash-settled Equity Swap 04/05/2022 04/05/2022 Cash 112,420 0.01%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
SUBTOTAL 8.B.2 164,561 0.01%
---------------------------- ----------------------- ------------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary) X
------------------------------------------------------------------------------------------------------------------------ -----------------------------------------------------------
% of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
Name(xv) the notifiable threshold it equals or is higher than the notifiable threshold threshold
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
JPMorgan Chase
& Co.
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
JPMorgan Chase
Bank, National
Association
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
J.P. Morgan
International
Finance
Limited
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
J.P. Morgan
Capital
Holdings
Limited
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
J.P. Morgan
Securities
plc 8.19% 8.20%
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
JPMorgan Chase
& Co.
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
JPMorgan Chase
Holdings LLC
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
J.P. Morgan
Broker-Dealer
Holdings
Inc.
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
J.P. Morgan
Securities
LLC
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
JPMorgan Chase
& Co.
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
JPMorgan Chase
Bank,
National
Association
-------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
10. In case of proxy voting, please identify:
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Name of the proxy holder N/A
----------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------
The number and % of voting rights held N/A
----------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------
The date until which the voting rights will be held N/A
----------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------
11. Additional information(xvi)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Place of completion London, United Kingdom
------------------- ----------------------
Date of completion 19 March 2021
------------------- ----------------------
(END) Dow Jones Newswires
March 19, 2021 12:57 ET (16:57 GMT)
Copyright (c) 2021 Dow Jones & Company, Inc.
G4s (LSE:GFS)
Historical Stock Chart
From Mar 2024 to Apr 2024
G4s (LSE:GFS)
Historical Stock Chart
From Apr 2023 to Apr 2024
Real-Time news about G4s Plc (London Stock Exchange): 0 recent articles
More G4s Plc News Articles