TIDMINTU
RNS Number : 7299J
Intu Properties PLC
07 December 2018
LEI: 213800JSNTERD5CJZO95
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(I)
1a. Identity of the issuer or the Intu Properties Plc
underlying issuer of existing shares
to which voting rights are attached(ii)
:
-------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
----
An acquisition or disposal of financial instruments X
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name JPMorgan Chase & Co.
City and country of registered office Wilmington, Delaware, USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name J.P. Morgan Securities plc
JPMorgan Chase Bank, National Association
-------------------------------------------------
City and country of registered office London, United Kingdom
(if applicable)
-------------------------------------------------
5. Date on which the threshold was 04 December 2018
crossed or reached(vi) :
-------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 06 December2018
-------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ----------------------- ----------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 0.32% 5.01% 5.33% 1,355,040,243
------------------ ----------------------- ----------------- --------------------
Position of
previous notification
(if
applicable) 0.73% 4.94% 5.67%
------------------ ----------------------- ----------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-----------------------------
GB0006834344 4,314,254 0.32%
--------------------------- ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 4,314,254 0.32%
---------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that may rights
Period(xi) be acquired if
the instrument
is
exercised/converted.
--------------------- ------------------------- ----------------------------------- ---------------------
Right to Recall N/A N/A 520,001 0.04%
--------------------- ------------------------- ----------------------------------- ---------------------
Convertible Bond 01/11/2022 01/11/2022 266,624 0.02%
--------------------- ------------------------- ----------------------------------- ---------------------
SUBTOTAL 8.
B 1 786,625 0.06%
------------------------- ----------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date(x) Conversion Period or cash voting rights rights
instrument (xi) settlement(xii)
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 11/01/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 18/01/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 25/01/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 01/02/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 08/02/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 15/02/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 22/02/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 01/03/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 08/03/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 15/03/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 22/03/2019 Put: 255p Call:382.5p Cash 1,059,066 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 29/03/2019 Put: 255p Call:382.5p Cash 1,059,065 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 05/04/2019 Put: 255p Call:382.5p Cash 1,059,065 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 12/04/2019 Put: 255p Call:382.5p Cash 1,059,064 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 18/04/2019 Put: 255p Call:382.5p Cash 1,059,062 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 26/04/2019 Put: 255p Call:382.5p Cash 1,059,059 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 03/05/2019 Put: 255p Call:382.5p Cash 1,059,053 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 10/05/2019 Put: 255p Call:382.5p Cash 1,059,046 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 17/05/2019 Put: 255p Call:382.5p Cash 1,059,033 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 24/05/2019 Put: 255p Call:382.5p Cash 1,059,015 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 31/05/2019 Put: 255p Call:382.5p Cash 1,058,994 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 07/06/2019 Put: 255p Call:382.5p Cash 1,058,960 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 14/06/2019 Put: 255p Call:382.5p Cash 1,058,916 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 21/06/2019 Put: 255p Call:382.5p Cash 1,058,860 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 28/06/2019 Put: 255p Call:382.5p Cash 1,058,759 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 05/07/2019 Put: 255p Call:382.5p Cash 1,058,628 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 12/07/2019 Put: 255p Call:382.5p Cash 1,058,461 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 19/07/2019 Put: 255p Call:382.5p Cash 1,058,255 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 26/07/2019 Put: 255p Call:382.5p Cash 1,058,006 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 02/08/2019 Put: 255p Call:382.5p Cash 1,057,712 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 09/08/2019 Put: 255p Call:382.5p Cash 1,057,369 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 16/08/2019 Put: 255p Call:382.5p Cash 1,056,975 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 23/08/2019 Put: 255p Call:382.5p Cash 1,056,528 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 30/08/2019 Put: 255p Call:382.5p Cash 1,056,125 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 06/09/2019 Put: 255p Call:382.5p Cash 1,055,581 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 13/09/2019 Put: 255p Call:382.5p Cash 1,054,983 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 20/09/2019 Put: 255p Call:382.5p Cash 1,054,329 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 27/09/2019 Put: 255p Call:382.5p Cash 1,053,621 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 04/10/2019 Put: 255p Call:382.5p Cash 1,052,859 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 11/10/2019 Put: 255p Call:382.5p Cash 1,052,043 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 18/10/2019 Put: 255p Call:382.5p Cash 1,051,175 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 25/10/2019 Put: 255p Call:382.5p Cash 1,050,255 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 01/11/2019 Put: 255p Call:382.5p Cash 1,049,285 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 08/11/2019 Put: 255p Call:382.5p Cash 1,048,265 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 15/11/2019 Put: 255p Call:382.5p Cash 1,047,199 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 22/11/2019 Put: 255p Call:382.5p Cash 1,046,085 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 29/11/2019 Put: 255p Call:382.5p Cash 1,044,928 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 06/12/2019 Put: 255p Call:382.5p Cash 1,043,727 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 13/12/2019 Put: 255p Call:382.5p Cash 1,042,485 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash Settled
Call or Put
Option* 20/12/2019 Put: 255p Call:382.5p Cash 1,041,203 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 03/01/2019 22/11/2018 Cash 9,337 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 04/02/2019 27/11/2018 Cash 13,930 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 28/02/2019 30/11/2018 Cash 1,000,000 0.07%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 04/03/2019 04/12/2018 Cash 10,191 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 02/04/2019 05/12/2018 Cash 13,390 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 12/04/2019 03/01/2019 Cash 152,834 0.01%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 18/04/2019 04/02/2019 Cash 33,635 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 02/05/2019 04/03/2019 Cash 2,181 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 22/05/2019 02/04/2019 Cash 2,100,000 0.15%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 12/06/2019 12/04/2019 Cash 13,531 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 02/07/2019 02/05/2019 Cash 17,693 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 30/07/2019 22/05/2019 Cash 150,579 0.01%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 02/08/2019 02/07/2019 Cash 9,435 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 05/08/2019 30/07/2019 Cash 77,340 0.01%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 03/09/2019 02/08/2019 Cash 25,190 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 18/09/2019 21/08/2019 Cash 6,471,848 0.48%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 02/10/2019 03/09/2019 Cash 293,288 0.02%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 09/10/2019 18/09/2019 Cash 85,940 0.01%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 04/11/2019 27/09/2019 Cash 415,650 0.03%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 27/11/2019 02/10/2019 Cash 1,090,749 0.08%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 03/12/2019 04/10/2019 Cash 226,080 0.02%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 05/12/2019 09/10/2019 Cash 973,836 0.07%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 17/12/2019 04/11/2019 Cash 611 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 30/12/2019 27/11/2019 Cash 621,801 0.05%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 31/12/2019 03/12/2019 Cash 151,025 0.01%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 03/01/2020 11/12/2019 Cash 7,140 0.00%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 06/01/2020 17/12/2019 Cash 357,557 0.03%
------------------- --------------------------- ---------------------- -------------------
Cash-settled
Equity Swap 26/07/2023 26/07/2023 Cash 38 0.00%
------------------- --------------------------- ---------------------- -------------------
SUBTOTAL
8.B.2 67,106,585 4.95%
---------------------- -------------------
* Please note that either a call or a put option (but not both)
can be exercised upon maturity, depending on the share price of
Intu Properties Plc.
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
----------------------- --------------------- ------------------------
JPMorgan Chase &
Co.
----------------------- --------------------- ------------------------
JPMorgan Chase Bank,
National Association
----------------------- --------------------- ------------------------
J.P. Morgan International
Finance Limited
----------------------- --------------------- ------------------------
J.P. Morgan Capital
Holdings Limited
----------------------- --------------------- ------------------------
J.P. Morgan Securities
plc 5.01% 5.33%
--------------------- ------------------------
JPMorgan Chase &
Co.
--------------------- ------------------------
JPMorgan Chase Bank,
National Association
--------------------- ------------------------
JPMorgan Chase &
Co.
--------------------- ------------------------
JPMorgan Chase Bank,
National Association
--------------------- ------------------------
J.P. Morgan International
Finance Limited
--------------------- ------------------------
J.P. Morgan EU Capital
Holdings Limited
--------------------- ------------------------
J.P. Morgan EU Holdings
Limited
--------------------- ------------------------
J.P. Morgan Equities
South Africa Proprietary
Limited
--------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information(xvi)
Table 8A) Includes stock borrows of 57,787,146 (4.26%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)
Place of completion London, United Kingdom
Date of completion 06 December 2018
-----------------------
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END
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