Numis Corporation PLC Holding(s) in Company (6166Y)
06 March 2017 - 10:42PM
UK Regulatory
TIDMNUM
RNS Number : 6166Y
Numis Corporation PLC
06 March 2017
NUMIS CORPORATION PLC ("NUMIS")
6 March 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Numis Corporation Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------------- ---------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------------- ----------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------------- ----------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------------- ----------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------------- ----------------------
Other (please
specify):
----------------------------------------------------------- --------- ----------------------
3. Full name of person(s) David Poutney
subject to the
notification obligation:
(iii)
------------------------------------------------------------- -------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------------------------- -------------------------------
5. Date of the transaction 3 March 2017
and date on
which the threshold is crossed
or
reached: (v)
------------------------------------------------------------- -------------------------------
6. Date on which issuer notified: 3 March 2017
------------------------------------------------------------- -------------------------------
7. Threshold(s) that is/are Fallen below 3%
crossed or
reached: (vi, vii)
------------------------------------------------------------- -------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------------- ------------------------------ ---------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------------- ------------------ ---------- ------------ ---------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------------- ------------------ ---------- ------------ ---------- ---------- ------- ----------
Ordinary
Shares
GB00B05M6465 4,188,850 4,188,850 3,388,840 3,388,840 N/A 2.98%
------------------ ---------- ------------ ---------- ---------- ------- ----------
*INC. RIGHT TO RECALL LOANED SHARES (60,000)
--------------------------------------------------------------------------------------------------------------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------- ------------------ ------------------------ ---------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
------------------ --------- ----------- ------------ ------------------- ----------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- -------- ------
Total (A+B+C)
-----------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------- -------------------------------------
3,388,840 2.98%
-------------------------------------------------------- -------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------------------------------------
Proxy Voting:
--------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------
13. Additional information: This disclosure has been
calcualted on the total number
of voting rights in the Company
of 113,772,448.
------------------------------- ---------------------------------
14. Contact name: Simon Denyer
------------------------------- ---------------------------------
15. Contact telephone number: 0207 260 1225
------------------------------- ---------------------------------
The total number of Numis shares held in Treasury is 4,666,088
(4.10%), the number of ordinary shares in issue remains the same
and the total number of voting rights in the company is 113,772,448
which is the number which may be used by the shareholders as the
denominator for calculations by which they will determine if they
are required to notify their interest in, or a change to their
interests in, the Company under the FCA's Disclosure and
Transparency Rules.
These details have been provided in accordance with Article
5(1)(b) of the Market Abuse Regulation (EU) No 596/2014.
6 March 2017
Contacts
Alex Ham and Ross Mitchinson Co-CEOs 020 7260 1425
Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7728 2578
Harrison J Clarke 020 7184 4384
This information is provided by RNS
The company news service from the London Stock Exchange
END
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