Morgan Stanley Capital Services LLC Form 8.5 (EPT/RI)RSA Insurance Group Plc (6301U)
31 July 2015 - 1:20AM
UK Regulatory
TIDMTTM TIDMRSA
RNS Number : 6301U
Morgan Stanley Capital Services LLC
30 July 2015
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
-------------------------------------------------------------------------------- ------------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form RSA Insurance Group Plc
relates:
Use a separate form for each offeror/offeree
-------------------------------------------------------------------------------- ------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Zurich Insurance Group Ltd
connected:
-------------------------------------------------------------------------------- ------------------------------------
(d) Date dealing undertaken: 28 JULY 2015
-------------------------------------------------------------------------------- ------------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code No
in respect
of any other party to this offer?
-------------------------------------------------------------------------------- ------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
---------- ---------------- --------------- -------------------- ---------------
N/A N/A N/A N/A N/A
---------- ---------------- --------------- -------------------- ---------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 125,219 5.1247
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 20,681 5.1247
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 260,681 5.1247
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 258,419 5.1247
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 248,919 5.1760
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 246,761 5.1760
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 19,749 5.1760
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD LONG 119,571 5.1760
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 260,679 4.8643
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 258,419 4.8643
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 125,220 4.8643
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 20,682 4.8643
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 19,748 4.9020
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 119,570 4.9020
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 248,921 4.9020
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 246,761 4.9020
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 34,743 4.9546
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 90,952 4.9546
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 34,743 5.0105
GBP
-------------- ------------- ------------------------------- ------------ ----------
100p ordinary CFD SHORT 90,952 5.0105
GBP
-------------- ------------- ------------------------------- ------------ ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
(ii) Exercise
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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Date of disclosure: 30 JULY 2015
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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