Synairgen plc Holding(s) in Company (4682M)
13 October 2016 - 8:44PM
UK Regulatory
TIDMSNG
RNS Number : 4682M
Synairgen plc
13 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-----------------------------------------------------------------------------------------------------
1. Identity of the issuer or Synairgen plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights x
------------------------------------------------------------------ ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ---------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ ---------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ---------------------------------
Other (please
specify):
--------------------------------------------------------- ------- ---------------------------------
3. Full name of person(s) Richard Griffiths and controlled
subject to the undertakings
notification obligation:
(iii)
----------------------------------------------------------- ----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------------
5. Date of the transaction 12 October 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------------
6. Date on which issuer 13 October 2016
notified:
----------------------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are > 10%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
Ordinary
1p 9,117,012 9,117,012 9,450,512 9,450,512 10.34%
--------------- --------------- -------------- ------------ ------------ ------------ -----------
GB00B0381Z20
------------- ----------- ----------- ------------ ---------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
9,450,512 10.34%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------
Blake Holdings
Limited 3,655,512
Seren Investment
Management Limited 4,595,000
Richard Griffiths
direct holdings 1,200,000
Total 9,450,512
----------
The above undertakings are all controlled by Richard
Griffiths
Proxy Voting:
-------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ----------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- ----------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- ----------------
13. Additional information:
------------------------------------------------------------- ----------------
14. Contact name: James Sutcliffe
------------------------------------------------------------- ----------------
15. Contact telephone number: 01534 719761
------------------------------------------------------------- ----------------
Note: Annex should only be submitted to the FSA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
--------------------------------------------------------
Full name
(including legal form of
legal entities)
------------------------------------------------------
Contact address
(registered office for legal
entities)
------------------------------------------------------
Phone number & email
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Other useful information
(at least legal representative
for legal persons)
------------------------------------------------------
B: Identity of the notifier, if applicable
--------------------------------------------------------
Full name
------------------------------------------------------
Contact address
------------------------------------------------------
Phone number & email
------------------------------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------------------------
C: Additional information
--------------------------------------------------------
For notes on how to complete form TR-1 please see the
FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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