Xtract Resources plc Holding(s) in Company (2262L)
29 September 2016 - 9:27PM
UK Regulatory
TIDMXTR
RNS Number : 2262L
Xtract Resources plc
29 September 2016
TR1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying Xtract Resources PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
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3. Full name of person(s) subject (1) Yorkville Advisors Global, LLC
to the (2) Yorkville Advisors Global, LP
notification obligation: (iii) (3) YA II PN, Ltd.
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4. Full name of shareholder(s) Jarvis Investment Management Ltd
(if different from 3.):(iv) (Registered Holder)
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5. Date of the transaction and date September 27, 2016
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: September 27, 2016
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7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 12.00 %
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------------- -------------------------------------------------- -----------------------------------------------------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------------- ------------------------ ------------------------ ---------------------- ------------------------------------------ ---------------------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------------- -------------------- -------------------- ---------------------- ---------------------- ------------------ ------------------ -------------------------
Ordinary Shares 1,032,811,415 1,032,811,415 1,875,000,000 1,875,000,000 12.68%
------------------------ ------------------------ ---------------------- ---------------------- ------------------ ------------------ -------------------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
------------------------ ---------------------- ------------------------------------------------ -------------------------------------------- -----------------------------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date (xvii) Conversion rights instrument (xix, xx)
period refers to
(xviii)
---------------------- ---------------------- ---------------------- ------------------------ -------------------------------------------- -------------------------------------------
Nominal Delta
---------------------- ---------------------- ---------------------- ------------------------ -------------------------------------------- ------------------ -----------------------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------
1,875,000,000 12.68%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
------------------------------------------------------------------------------------------------
Yorkville Advisors Global, LLC is the general partner, and controlling
person, of Yorkville Advisors Global, LP, which is the investment manager
of YA II PN, Ltd. (which entity was formerly known as YA Global Master
SPV, Ltd.)
Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease
to hold:
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12. Date on which proxy holder will cease to
hold
voting rights:
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13. Additional information:
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14. Contact name: Troy Rillo
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15. Contact telephone number: 001.908.906.5127
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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