Current Report Filing (8-k)
30 December 2015 - 8:09AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (date of earliest event reported): December 23, 2015
WINDSTREAM
TECHNOLOGIES, INC.
(Exact
name of registrant as specified in its charter)
Wyoming |
|
000-54360 |
|
98-0178621 |
(State
or Other Jurisdiction
of
Incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
819
Buckeye Street, North Vernon, Indiana 47265
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (812) 953-1481
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
3.02 Unregistered Sales of Equity Securities.
Effective
December 22, 2015, WindStream Technologies, Inc. (the “Company”) issued 88,575,333 shares of common stock to an accredited
investor upon conversion of $5,314.52 in principal and accrued interest of an outstanding convertible debenture at a conversion
price of $0.00006 per share.
Effective
December 23, 2015, the Company issued 111,372,350 shares of common stock to an accredited investor upon conversion of $5,011.76
in principal of an outstanding convertible debenture at a conversion price of $0.000045 per share.
The
above issuances were made in reliance on an exemption from registration set forth in Section 4(a)(2) of the Securities Act of
1933, as amended, and/or Regulation D promulgated thereunder.
Effective
December 23, 2015, after the issuances described above, the Company had 2,850,983,362 shares of common stock issued and outstanding.
SIGNATURE
Pursuant
to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
|
WINDSTREAM TECHNOLOGIES, INC. |
|
|
|
Date:
December 29, 2015 |
By: |
/s/
WILLIAM K. THORPE |
|
|
William
K. Thorpe |
|
|
Chief
Financial Officer |