Amended Statement of Ownership (sc 13g/a)
23 January 2021 - 12:38AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES & EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
______________________
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 12)*
HMG Courtland Properties, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
404232100
(CUSIP Number)
December 31, 2020
(Date of event which requires filing of this
statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule 13G is filed:
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[x ]
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Rule 13d-1(b)
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[ ]
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Rule 13d-1(c)
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[ ]
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Rule 13d-1(d)
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(Page 1 of 6 Pages)
________________
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*
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The remainder of this cover page shall be filled out
for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall
not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (“Act”) or
otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
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CUSIP No. 404232100
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13G
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Page
2 of 6 Pages
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1
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NAME
OF REPORTING PERSONS
Comprehensive Financial Planning, Inc.
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3
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SEC
USE ONLY
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4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
Georgia
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
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5
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SOLE
VOTING POWER
137,977
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6
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SHARED
VOTING POWER
None
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7
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SOLE
DISPOSITIVE POWER
None
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8
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SHARED
DISPOSITIVE POWER
137,977
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9
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
137,977
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10
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.7%
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12
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TYPE
OF REPORTING PERSON
IA
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CUSIP No. 404232100
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13G
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Page
3 of 6 Pages
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1
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NAME
OF REPORTING PERSONS
Raymond L. Howe
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3
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SEC
USE ONLY
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4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
United States of America
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
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5
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SOLE
VOTING POWER
137,977
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6
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SHARED
VOTING POWER
None
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7
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SOLE
DISPOSITIVE POWER
None
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8
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SHARED
DISPOSITIVE POWER
137,977
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9
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
137,977
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10
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.7%
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12
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TYPE
OF REPORTING PERSON
IN
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CUSIP No. 404232100
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13G
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Page 4 of 6 Pages
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Item 1(a).
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Name of Issuer:
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HMG Courtland Properties, Inc. (the “Issuer”)
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Item 1(b).
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Address of Issuer's Principal Executive Offices:
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1870 S. Bayshore Drive
Coconut Grove, Florida 33133
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Item 2(a).
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Name of Persons Filing:
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Comprehensive Financial Planning, Inc.
Raymond L. Howe
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Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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For all persons filing:
3950 Fairlane Drive, Dacula, GA 30019
Comprehensive Financial Planning, Inc. is a Georgia corporation
Mr. Howe is a United States citizen
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Item 2(d).
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Title of Class of Securities:
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Common Stock
404232100
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Item 3.
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If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
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(a) [ ]
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Broker or dealer registered under Section 15 of the Act,
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(b) [ ]
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Bank as defined in Section 3(a)(6) of the Act,
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(c) [ ]
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Insurance Company as defined in Section 3(a)(19) of the Act,
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(d) [ ]
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Investment Company registered under Section 8 of the Investment Company Act of 1940,
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(e) [x ]
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Investment Adviser in accordance with Rule 13d-1 (b)(1)(ii)(E), [with respect to Comprehensive Financial Planning, Inc.]
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(f) [ ]
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Employee Benefit Plan or Endowment Fund in accordance with 13d-1 (b)(1)(ii)(F),
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(g) [x ]
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Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G), [with respect to Raymond L. Howe]
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(h) [ ]
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Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act,
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CUSIP No. 404232100
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13G
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Page 5 of 6 Pages
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(i) [ ]
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Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940,
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(j) [ ]
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Non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).
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(k) [ ]
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Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J),
please specify the type of institution: ___________________________
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Comprehensive Financial Planning, Inc.
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Raymond L. Howe
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(a)
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Amount Beneficially Owned:
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137,977
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137,977
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(b)
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Percent of Class:
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13.7%
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13.7%
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(c)
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Number of Shares to Which Reporting Person Has
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(i)
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Sole Voting Power:
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137,977
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137,977
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(ii)
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Shared Voting Power:
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None
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None
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(iii)
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Sole Dispositive Power:
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None
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None
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(iv)
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Shared Dispositive Power:
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137,977
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137,977
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The reported shares are the Issuer’s common stock.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following [ ].
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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All of the reported shares of Common Stock set forth in Item 4 are
owned by investment advisory clients of Comprehensive Financial Planning, Inc. (the “Advisor”), which is deemed to
be a beneficial owner of those shares pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, due to discretionary power
to make investment decisions over such shares for its clients and its ability to vote such shares. Raymond L. Howe, by virtue of
his position as the President and sole shareholder of the Advisor, may also be deemed to be a beneficial owner of such shares.
In all cases, persons other than the Advisor have the right to receive, or the power to direct the receipt of, dividends from,
or the proceeds from the sale of the shares. No investment advisory client of the Advisor is known to any Reporting Person to have
the right to receive, or the power to direct the receipt of dividends from, or the proceeds from the sale of, more than five percent
of the Issuer’s Common Stock.
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CUSIP No. 404232100
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13G
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Page 6 of 6 Pages
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
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Not applicable
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Item 8.
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Identification and Classification of Members of the Group.
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Not applicable
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Item 9.
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Notice of Dissolution of Group.
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Not applicable
Each of the Reporting Persons hereby makes the following certification:
By signing below each Reporting Person certifies
that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that purpose or effect.
Exhibits
Exhibit 1
Joint Filing Agreement dated January 22, 2021,
among Comprehensive Financial Planning, Inc. and Raymond L. Howe.
SIGNATURES
After reasonable inquiry and to the best of
our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
DATED: January 22, 2021
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Comprehensive Financial Planning, Inc.
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By /s/ Raymond L. Howe
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Raymond L. Howe, President
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/s/ Raymond L. Howe
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Raymond L. Howe, Individually
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HMG Courtland Properties (AMEX:HMG)
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