false 0001005101 0001005101 2024-11-08 2024-11-08 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 8, 2024

 

The Marygold Companies, Inc.

(Exact name of registrant as specified in its charter)

 

Nevada   001-41318   90-1133909
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

 

120 Calle Iglesia

Unit B

San Clemente, CA 92672

(Address of principal executive offices and zip code)

 

(949) 429-5370

(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.001 par value   MGLD   NYSE American LLC

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))
   
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule l2b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 
 

 

Section 5 – Corporate Governance and Management

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On November 8, 2024, The Marygold Companies, Inc., a Nevada corporation (“Company”), held its 2024 Annual Meeting of Stockholders (“Annual Meeting”). Shares of the Company’s outstanding voting stock entitled to cast an aggregate of 33,946,709 votes at the Annual Meeting were represented in person or by valid proxy at the Annual Meeting. At the Annual Meeting, our stockholders voted on the following three proposals and cast their votes as described below. For more information about the following proposals, see our proxy statement, dated September 23, 2024, the relevant portions of which are incorporated herein by reference thereto.

 

1. Election of Directors. The individuals listed below were elected to serve as directors of the Company for a term of one year or until his or her successor is duly elected and qualified, or until his or her prior death, resignation or removal. The vote totals for each of these individuals is set forth below:

 

Directors  For   Against   Abstained  

Broker

Non-Votes

 
Nicholas D Gerber   33,946,563    146    0    0 
David W. Neibert   33,946,563    146    0    0 
Scott Schoenberger   33,940,328    6,381    0    0 
James Alexander   33,946,563    146    0    0 
Matt Gonzalez   33,907,789    38,920    0    0 
Erin Grogan   33,946,563    146    0    0 
Joya Delgado Harris   33,946,563    146    0    0 
Derek Mullins   33,946,546    146    0    0 

 

2. Advisory Vote on Named Executive Officer Compensation. Stockholders approved, on a non-binding, advisory vote basis, the compensation paid to the Company’s named executive officers for 2024. The vote totals were

 

For   Against   Abstained 
 33,945,395    1,309    5 

 

3. Advisory Vote on the Frequency of Stockholder Advisory Vote of Compensation Paid to Named Executive Officers. Stockholders approved, on a non-binding, advisory vote basis, the frequency of the stockholder advisory vote on the approval of compensation paid to the Company’s named executive officers.

 

For Every One (1) Year   For Every Two (2) Years   For Every Three (3) Years   Abstained 
 5,623,151    13    28,323,398    147 

 

Based on these results, and consistent with the recommendations of the Company’s Board of Directors (“Board”), the Board has determined that the Company will hold an advisory vote on executive compensation every three (3) years.

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 12, 2024 THE MARYGOLD COMPANIES, INC.
       
    By: /s/ Nicholas Gerber
      Nicholas Gerber
      Chief Executive Officer (Principal Executive Officer)

 

 

 

v3.24.3
Cover
Nov. 08, 2024
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Nov. 08, 2024
Entity File Number 001-41318
Entity Registrant Name The Marygold Companies, Inc.
Entity Central Index Key 0001005101
Entity Tax Identification Number 90-1133909
Entity Incorporation, State or Country Code NV
Entity Address, Address Line One 120 Calle Iglesia
Entity Address, Address Line Two Unit B
Entity Address, City or Town San Clemente
Entity Address, State or Province CA
Entity Address, Postal Zip Code 92672
City Area Code (949)
Local Phone Number 429-5370
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $0.001 par value
Trading Symbol MGLD
Security Exchange Name NYSEAMER
Entity Emerging Growth Company false
Marygold Companies (AMEX:MGLD)
Historical Stock Chart
From Nov 2024 to Dec 2024 Click Here for more Marygold Companies Charts.
Marygold Companies (AMEX:MGLD)
Historical Stock Chart
From Dec 2023 to Dec 2024 Click Here for more Marygold Companies Charts.