Statement of Changes in Beneficial Ownership (4)
27 May 2020 - 7:30AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Wang David H |
2. Issuer Name and Ticker or Trading Symbol
ACM Research, Inc.
[
ACMR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) See remarks |
(Last)
(First)
(Middle)
C/O ACM RESEARCH, INC., 42307 OSGOOD ROAD, SUITE I |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/21/2020 |
(Street)
FREMONT, CA 94539
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 5/21/2020 | | C | | 33334 | A | $0 | 33334 | I | By Jing Chen, wife of David H. Wang |
Class A Common Stock | | | | | | | | 168006 | D | |
Class A Common Stock | | | | | | | | 15279 | I | By Sophia Wang, daughter of David H. Wang |
Class A Common Stock | | | | | | | | 60000 | I | By David Hui Wang and Jing Chen Family Irrevocable Trust for Wang Children |
Class A Common Stock | | | | | | | | 206667 | I | By Wang-Chen Family Living Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (1) | 5/21/2020 | | C | | | 33334 | (1) | (1) | Class A Common Stock | 33334 | $0 | 0 | I | By Jing Chen, wife of David H. Wang |
Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 1146934 | | 1146934 | D | |
Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 7334 | | 7334 | I | By the David Hui Wang and Jing Chen Family Irrevocable Trust for Wang Children |
Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 117334 | | 117334 | I | By Brian Wang, son of David H. Wang |
Class B Common Stock | (1) | | | | | | | (1) | (1) | Class A Common Stock | 117334 | | 117334 | I | By Sophia Wang, son of David H. Wang |
Explanation of Responses: |
(1) | Class B Common Stock of the Issuer is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis upon certain transfers of such shares and at the holder's election, and has no expiration date. |
Remarks: Chief Executive Officer, President and Director |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Wang David H C/O ACM RESEARCH, INC. 42307 OSGOOD ROAD, SUITE I FREMONT, CA 94539 | X | X | See remarks |
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Signatures
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/s/ Mark L. Johnson, Attorney-in-Fact for David H. Wang | | 5/26/2020 |
**Signature of Reporting Person | Date |
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