falseMA000174449400017444942022-05-122022-05-120001744494us-gaap:CommonStockMember2022-05-122022-05-120001744494adn:WarrantsToPurchaseOneShareOfCommonStockEachAtAnExercisePriceOf1150Member2022-05-122022-05-12
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): May 12,
2022
Advent Technologies Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-38742
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83-0982969
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(State or
other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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200 Clarendon Street
Boston, MA
02116
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (617) 655-6000
Check the appropriate box below if the Form 8−K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
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Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to
Rule 14a−12 under the Exchange Act (17 CFR 240.14a−12)
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☐
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Pre−commencement communications
pursuant to Rule 14d−2(b) under the Exchange Act (17 CFR
240.14d−2(b))
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☐
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Pre−commencement communications
pursuant to Rule 13e−4(c) under the Exchange Act (17 CFR 240.13e−
4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title
of each class
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Trading Symbol
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Name
of each exchange on which registered
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Common stock,
par value $0.0001 per share
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ADN
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The Nasdaq
Stock Market LLC
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Warrants to
purchase one share of common stock, each at an exercise price of
$11.50
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ADNWW
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The Nasdaq
Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
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Item 2.02 |
Results of
Operations and Financial Condition.
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On May 12, 2022, Advent Technologies Holdings, Inc., a Delaware
corporation (the “Company”), issued a press release (the “Earnings
Release”) reporting its financial results for the three months
ended March 31, 2022. As noted in the Earnings Release, management
will host a conference call on Thursday, May 12, 2022, at 9:00 a.m.
Eastern time to discuss such financial results. Instructions on how
to participate in the conference call are contained in the Earnings
Release, a copy of which is attached hereto as Exhibit 99.1 and is
incorporated herein by reference.
The information in this Item 2.02 of this Current Report on Form
8-K, including Exhibit 99.1 hereto, shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, as
amended (the “Securities Act”), or the Exchange Act, except as
expressly set forth by specific reference in such filing.
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Item 7.01 |
Regulation FD
Disclosure.
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The information contained in Item 2.02 of this Current Report on
Form 8-K is incorporated herein by reference.
The information included in this Item 7.01 and Exhibit 99.1 of this
Current Report on Form 8-K is not deemed to be “filed” for purposes
of Section 18 of the Exchange Act, or otherwise subject to the
liabilities of that section, nor shall this item and Exhibit 99.1
be incorporated by reference into the Company’s filings under the
Securities Act or the Exchange Act, except as expressly set forth
by specific reference in such future filing.
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Item 9.01 |
Financial
Statements and Exhibits.
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Exhibit
No.
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Description
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Press
Release of Advent Technologies Holdings, Inc. dated May 12,
2022.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
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Dated: May 12,
2022
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Advent
Technologies Holdings, Inc.
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By:
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/s/ Vassilios
Gregoriou
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Name:
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Vassilios
Gregoriou
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Title:
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Chairman and
Chief Executive Officer
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