Current Report Filing (8-k)
02 June 2022 - 07:08AM
Edgar (US Regulatory)
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2022-05-27 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 27, 2022
|
ALTO INGREDIENTS, INC. |
|
(Exact Name of Registrant as
Specified in Charter) |
|
Delaware |
|
000-21467 |
|
41-2170618 |
|
(State
or Other Jurisdiction
of
Incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer
Identification
No.)
|
|
1300 South Second Street
Pekin,
Illinois
|
|
61554 |
| (Address of
Principal Executive Offices) |
|
(Zip Code) |
Registrant’s Telephone Number, Including Area Code: (916)
403-2123
|
|
|
(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General
Instruction A.2. below):
| |
☐ |
Written communication pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
| |
☐ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
| |
☐ |
Pre-commencement communication
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
|
Common Stock, $0.001 par value |
|
ALTO |
|
The
Nasdaq Stock Market LLC
(Nasdaq Capital Market)
|
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
On May 27, 2022, Christopher W. Wright, Senior Vice President, a
named executive officer, and former Vice President, General Counsel
and Secretary, retired from his service as an employee of Alto
Ingredients, Inc. (the “Company”).
Mr. Wright entered into a one-year Consulting Agreement with the
Company effective May 28, 2022 to provide advice and consultation
as requested from time to time by the Company’s Chief Executive
Officer, Chief Financial Officer or General Counsel. Mr. Wright is
to receive a biweekly retainer of $5,000 for his services under the
Consulting Agreement. The scope of Mr. Wright’s duties and the fees
payable may be expanded upon mutual agreement.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
| Date:
June 1, 2022 |
ALTO INGREDIENTS, INC. |
| |
|
|
| |
By: |
/S/ AUSTE M. GRAHAM |
| |
|
Auste M.
Graham, |
| |
|
Vice
President, General Counsel and Secretary |
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