Current Report Filing (8-k)
02 June 2022 - 7:08AM
Edgar (US Regulatory)
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2022-05-27
2022-05-27
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported): May 27, 2022
ALTO
INGREDIENTS, INC. |
(Exact Name of Registrant as Specified in Charter) |
Delaware |
|
000-21467 |
|
41-2170618 |
(State
or Other Jurisdiction
of
Incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification
No.) |
1300
South Second Street
Pekin,
Illinois |
|
61554 |
(Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s
Telephone Number, Including Area Code: (916)
403-2123
|
(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
|
☐ | Written communication pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
|
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
|
☐ | Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
|
☐ | Pre-commencement communication pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common Stock, $0.001 par value |
|
ALTO |
|
The Nasdaq Stock Market LLC
(Nasdaq Capital Market) |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On May 27, 2022, Christopher
W. Wright, Senior Vice President, a named executive officer, and former Vice President, General Counsel and Secretary, retired from his
service as an employee of Alto Ingredients, Inc. (the “Company”).
Mr. Wright entered into a
one-year Consulting Agreement with the Company effective May 28, 2022 to provide advice and consultation as requested from time to time
by the Company’s Chief Executive Officer, Chief Financial Officer or General Counsel. Mr. Wright is to receive a biweekly retainer
of $5,000 for his services under the Consulting Agreement. The scope of Mr. Wright’s duties and the fees payable may be expanded
upon mutual agreement.
Item
9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: June 1, 2022 |
ALTO INGREDIENTS, INC. |
|
|
|
|
By: |
/S/ AUSTE M. GRAHAM |
|
|
Auste M. Graham, |
|
|
Vice President, General Counsel and Secretary |
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