Current Report Filing (8-k)
05 November 2021 - 8:04AM
Edgar (US Regulatory)
0001823608
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0001823608
2021-11-04
2021-11-04
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR
15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
November 4, 2021
AMALGAMATED
FINANCIAL CORP.
(Exact name of registrant as specified in its charter)
Delaware
|
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001-40136
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85-2757101
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification
No.)
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275 Seventh Avenue
New York, New York
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10001
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(Address of principal executive
offices)
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(Zip Code)
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(212) 895-8988
(Registrant’s telephone number, including area
code)
Not
Applicable
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Securities registered pursuant to
Section 12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of exchange
on which registered
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Common stock, par value $0.01 per share
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AMAL
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The Nasdaq Global Market
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities Exchange Act
of 1934 (17 CFR § 240.12b-2).
Emerging
growth company x
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 7.01. Regulation FD Disclosure.
On November 4, 2021, Amalgamated Financial Corp. (the
“Company”) issued a press release announcing the pricing of its public offering (the “Offering”)
of $85,000,000 aggregate principal amount of its 3.250% Fixed-to-Floating Rate Subordinated Notes due 2031 (the “Notes”).
A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K (this “Report”) and is
incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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AMALGAMATED FINANCIAL CORP.
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By:
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/s/ Priscilla Sims Brown
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Name:
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Priscilla Sims Brown
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Title:
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President and Chief Executive Officer
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Date: November 4, 2021
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