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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

     

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): November 4, 2021

     

 

AMALGAMATED FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

 

Delaware

 

 

001-40136

 

 

85-2757101

(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer Identification
No.)

 

 

 

275 Seventh Avenue
New York, New York

 

 

10001

 

 

  (Address of principal executive offices)   (Zip Code)  

 

(212) 895-8988

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class  

Trading

Symbol(s)

 

Name of exchange

on which registered

Common stock, par value $0.01 per share   AMAL   The Nasdaq Global Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR § 240.12b-2).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

     

 

Item 7.01. Regulation FD Disclosure.

 

On November 4, 2021, Amalgamated Financial Corp. (the “Company”) issued a press release announcing the pricing of its public offering (the “Offering”) of $85,000,000 aggregate principal amount of its 3.250% Fixed-to-Floating Rate Subordinated Notes due 2031 (the “Notes”). A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K (this “Report”) and is incorporated by reference herein.

  

Item 9.01. Financial Statements and Exhibits.

 

EXHIBIT INDEX
 
Exhibit Number     Description
       
99.1     Press Release of Amalgamated Financial Corp.
104    

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

   

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMALGAMATED FINANCIAL CORP.
   
  By: /s/ Priscilla Sims Brown  
  Name:   Priscilla Sims Brown  
  Title: President and Chief Executive Officer  

 

Date: November 4, 2021

 

   

 

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