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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or
15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
February 28, 2023
Anzu Special Acquisition Corp I
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction
of incorporation)
|
|
001-40133
(Commission
File Number)
|
|
86-1369123
(IRS Employer
Identification No.)
|
12610 Race Track Road,
Suite 250
Tampa,
FL
(Address of principal executive offices)
|
|
33626
(Zip Code)
|
Registrant’s telephone number, including area code: (202)
742-5870
Not Applicable
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
¨ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
¨ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
¨ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
¨ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each
class |
|
Trading
Symbols |
|
Name of each
exchange on
which registered |
|
|
|
|
|
Units, each
consisting of one share of Class A Common Stock and one-third of
one redeemable Warrant |
|
ANZUU |
|
The Nasdaq Stock Market LLC |
Class A Common
Stock, par value $0.0001 per share |
|
ANZU |
|
The Nasdaq Stock Market LLC |
Redeemable
Warrants, each whole Warrant exercisable for one share of Class A
Common Stock at an exercise price of $11.50 per
share |
|
ANZUW |
|
The Nasdaq Stock Market LLC |
Indicate by check mark
whether the registrant is an emerging growth company as defined in
Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of
this chapter).
Emerging
growth company x
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act.
Item 5.03. Amendments to Articles of Incorporation or Bylaws;
Change in Fiscal Year.
On February 28, 2023, Anzu Special Acquisition Corp I, a
Delaware corporation (the “Company”), filed an amendment
(the “Amendment”)
to the Company’s amended and restated certificate of incorporation
with the Secretary of State of the State of Delaware. The Amendment
extends the date by which the Company has to consummate an initial
business combination from March 4, 2023 to September 30,
2023 or such earlier date as determined by the Company’s board of
directors (the “Board”). The Company’s
stockholders approved the Amendment at the Special Meeting (as
defined below).
The foregoing summary of the Amendment does not purport to be
complete and is qualified in its entirety by reference to the full
text of the Amendment, a copy of which is filed as
Exhibit 10.1 to this Current Report on Form 8-K and is
incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote of Security
Holders.
On February 28, 2023, the Company reconvened its special
meeting of stockholders, which was originally scheduled for
February 9, 2023, adjourned until February 21, 2023 and
further adjourned until February 28, 2023 (the “Special Meeting”). At the
Special Meeting, a total of 42,970,235 (80.89%) of the Company’s
issued and outstanding shares of Class A common stock, par
value $0.0001 per share (“Public Shares”), and
Class B common stock, par value $0.0001 per share (together
with the Public Shares, the “Common Stock”), held of record
at the close of business on January 17, 2023, the record date
for the Special Meeting, were present either in person or by proxy,
which constituted a quorum.
The final results for each of the matters submitted to a vote of
the Company’s stockholders at the Special Meeting, which are
described in more detail in the Company’s definitive proxy
statement filed with the Securities and Exchange Commission on
January 20, 2023 (as amended and supplemented from time to
time, the “Proxy
Statement”), were as follows:
Proposal
No. 1 - The Extension Amendment Proposal – The
stockholders approved a proposal to amend the Company’s amended and
restated certificate of incorporation to extend the date by which
the Company has to consummate an initial business combination from
March 4, 2023 to September 30, 2023 or such earlier date
as determined by the Board (the “Extension Amendment Proposal”).
Passage of the Extension Amendment Proposal required approval by
the affirmative vote of at least 65% of the Company’s issued and
outstanding shares of Common Stock. The voting results were as
follows:
For |
|
Against |
|
Abstain |
36,753,901 |
|
6,216,334 |
|
0 |
Proposal
No. 2 - The Adjournment Proposal – The stockholders
approved a proposal to adjourn the Special Meeting to a later date
or dates, if necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of the
Stockholder Meeting, there are insufficient shares Common Stock
represented (either in person or by proxy) to constitute a quorum
necessary to conduct business at the Special Meeting or at the time
of the Special Meeting to approve the Extension Amendment Proposal
or if the Maximum Redemption Condition (as defined in the Proxy
Statement) is not met and is not waived by the Board in its sole
discretion (the “Adjournment Proposal”). Passage
of the Adjournment Proposal required a majority of the Company’s
outstanding shares of Common Stock. The voting results were as
follows:
For |
|
Against |
|
Abstain |
38,984,445 |
|
3,985,790 |
|
0 |
Although the Adjournment Proposal received sufficient votes to be
approved, it was not presented for adoption and no motion to
adjourn was made because the adjournment of the Special Meeting was
determined not to be necessary given the passage of the Extension
Amendment Proposal.
Item 8.01. Other Information.
In connection with the Special Meeting, stockholders holding
38,187,226 Public Shares exercised their right to redeem their
shares for a pro rata portion of the funds in a trust account (the
“Trust Account”)
established to hold a portion of the proceeds of the Company’s
initial public offering and the concurrent sale of private
placement warrants. As a result, approximately $387.5 million
(approximately $10.15 per Public Share) will be removed from the
Trust Account to pay such holders and approximately $45.2 million
will remain in the Trust Account. Following redemptions, the
Company will have 4,312,774 Public Shares outstanding.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, hereunto duly authorized.
Dated: March 2, 2023
|
Anzu
Special Acquisition Corp I |
|
|
|
By: |
/s/
Dr. Whitney Haring-Smith |
|
|
Dr. Whitney Haring-Smith
Chief Executive Officer
|
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