Form N-PX - Annual Report of proxy voting record of management investment companies
28 August 2023 - 11:13PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act
file number 811-22853
ArrowMark
Financial Corp.
(Exact name of registrant as specified in charter)
110 Fillmore Street, Suite 325
Denver,
CO 80206
(Address
of principal executive offices) (Zip code)
Sanjai Bhonsle
ArrowMark Financial Corp.
110 Fillmore Street, Suite 325
Denver,
CO 80206
(Name and address of agent for service)
Copies of Communications
to:
John P. Falco, Esq.
Troutman Pepper LLP
3000 Two Logan Square /
Eighteenth and Arch Streets
Philadelphia, PA 19103-2799
(215) 981-4659
Registrant's telephone number, including area code:
(303) 398-2929
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022
– June 30, 2023
Form N-PX is to be used by a registered
management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to
file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4
thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review,
inspection, and policymaking roles.
A registrant is required to disclose
the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond
to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and
Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate
and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC
20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
During the reporting period July 1, 2022 through June 30,
2023, there were no voting records to report.
SIGNATURES
Pursuant to the requirements of the
Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Registrant | ArrowMark Financial
Corp. | |
By (Signature and Title)* | /s/
Patrick J. Farrell | |
| Patrick J. Farrell, Chief Financial Officer | |
| (principal financial officer) | |
*Print the name and title of each signing officer under his
or her signature.
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