Specialized Disclosure Report (sd)
01 June 2018 - 4:30AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
Specialized Disclosure Report
DASAN ZHONE SOLUTIONS, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware
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000-32743
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22-3509099
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(State or other jurisdiction of
incorporation)
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(Commission File No.)
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(I.R.S. Employer
Identification No.)
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7195 Oakport Street
Oakland, California 94621
(Address of principal executive offices, including zip code)
Michael Golomb
(510) 777-7000
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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x
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, to December 31, 2017
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Section 1 - Conflict Minerals Disclosure
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Item 1.01
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Conflict Minerals Disclosure and Report
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CONFLICT MINERALS DISCLOSURE
DASAN Zhone Solutions, Inc. is filing a Conflict Minerals Report for the calendar year ended December 31, 2017, which is attached hereto as Exhibit 1.01 and is publicly available at http://dasanzhone.com/about/investor-relations/financials/ under the heading “Other SEC Filings.”
Item 2.01 of this Form SD is incorporated by reference into this Item 1.02.
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Exhibit
Number
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Description of Exhibit
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1.01
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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Date: May 31, 2018
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DASAN Zhone Solutions, Inc.
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By:
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/s/ MICHAEL GOLOMB
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Michael Golomb
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Chief Financial Officer, Corporate Treasurer and Secretary
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