Statement of Changes in Beneficial Ownership (4)
12 August 2022 - 7:35AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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RANHOFF DAVID A |
2. Issuer Name and Ticker or Trading Symbol
Enphase Energy, Inc.
[
ENPH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & Chief Commercial Officer |
(Last)
(First)
(Middle)
C/O ENPHASE ENERGY, INC., 47281 BAYSIDE PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/10/2022 |
(Street)
FREMONT, CA 94538
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/10/2022 | | S(1) | | 450 | D | $288.2088 (2) | 97821 | D | |
Common Stock | 8/10/2022 | | S(1) | | 330 | D | $289.3578 (3) | 97491 | D | |
Common Stock | 8/10/2022 | | S(1) | | 662 | D | $290.2994 (4) | 96829 | D | |
Common Stock | 8/10/2022 | | S(1) | | 1104 | D | $291.4355 (5) | 95725 | D | |
Common Stock | 8/10/2022 | | S(1) | | 826 | D | $292.2946 (6) | 94899 | D | |
Common Stock | 8/10/2022 | | S(1) | | 700 | D | $293.7536 (7) | 94199 | D | |
Common Stock | 8/10/2022 | | S(1) | | 400 | D | $296.885 (8) | 93799 | D | |
Common Stock | 8/10/2022 | | S(1) | | 597 | D | $298.8204 (9) | 93202 | D | |
Common Stock | 8/10/2022 | | S(1) | | 300 | D | $299.9433 (10) | 92902 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
(2) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $287.50 to $288.44. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
(3) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $288.73 to $289.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
(4) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $289.73 to $290.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
(5) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $290.86 to $291.845. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
(6) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $291.92 to $292.84. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
(7) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $293.37 to $294.09. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
(8) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $296.54 to $297.20. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
(9) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $298.75 to $299.17. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
(10) | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $299.79 to $300.25. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RANHOFF DAVID A C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT, CA 94538 |
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| EVP & Chief Commercial Officer |
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Signatures
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/s/ Lisan Hung, Attorney-in-Fact for David A. Ranhoff | | 8/11/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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