0000798941falseFirst Citizens BancShares Inc /DE/00007989412024-01-162024-01-160000798941us-gaap:CommonClassAMember2024-01-162024-01-160000798941us-gaap:SeriesAPreferredStockMember2024-01-162024-01-160000798941us-gaap:SeriesCPreferredStockMember2024-01-162024-01-16

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 16, 2024
_________________________________________________________________
First Citizens BancShares, Inc.
(Exact name of registrant as specified in its charter)
Delaware001-1671556-1528994
(State or other jurisdiction
of incorporation)
(Commission File Number)(IRS Employer Identification No.)
4300 Six Forks RoadRaleighNorth Carolina27609
(Address of principal executive offices)(Zip Code)
Registrant’s telephone number, including area code: (919) 716-7000
________________________________________________________________________________
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities Registered Pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title of each classTrading SymbolName of each exchange on which registered
Class A Common Stock, Par Value $1FCNCANasdaq Global Select Market
Depositary Shares, Each Representing a 1/40th Interest in a Share of 5.375% Non-Cumulative Perpetual Preferred Stock, Series AFCNCPNasdaq Global Select Market
5.625% Non-Cumulative Perpetual Preferred Stock, Series C
FCNCONasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging growth company  ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Explanatory Note

This Amendment No. 1 on Form 8-K/A (this “Amendment”) is being filed by First Citizens BancShares, Inc. (“BancShares”) to amend the Current Report on Form 8-K filed with the Securities and Exchange Commission on January 16, 2024 (the “Original Report”). The sole purpose of this Amendment is to correct a typographical error in Item 5.02 of the Original Report. The effective date of appointment was incorrectly reported in the Original Report as January 9, 2023. This Amendment should be read in conjunction with the Original Report. Except as set forth below, the Original Report remains unchanged.

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(c)
On January 16, 2024, BancShares announced the appointment of Gregory L. Smith, age 59, to the position of Chief Information & Operations Officer, effective January 9, 2024.



SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
First Citizens BancShares, Inc.
(Registrant)
Date:
January 16, 2024
By: /s/ Craig L. Nix
Name: Craig L. Nix
Title: Chief Financial Officer



v3.23.4
Cover Page
Jan. 16, 2024
Cover [Abstract]  
Entity Central Index Key 0000798941
Amendment Flag false
Document Type 8-K/A
Entity Registrant Name First Citizens BancShares Inc /DE/
Entity Incorporation, State or Country Code DE
Entity File Number 001-16715
Entity Tax Identification Number 56-1528994
Entity Address, Address Line One 4300 Six Forks Road
Entity Address, City or Town Raleigh
Entity Address, State or Province NC
Entity Address, Postal Zip Code 27609
City Area Code 919
Local Phone Number 716-7000
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Document Period End Date Jan. 16, 2024
Common Class A [Member]  
Cover [Abstract]  
Security Exchange Name NASDAQ
Title of 12(b) Security Class A Common Stock, Par Value $1
Trading Symbol FCNCA
Security Exchange Name NASDAQ
Series A Preferred Stock [Member]  
Cover [Abstract]  
Security Exchange Name NASDAQ
Title of 12(b) Security Depositary Shares, Each Representing a 1/40th Interest in a Share of 5.375% Non-Cumulative Perpetual Preferred Stock, Series A
Trading Symbol FCNCP
Security Exchange Name NASDAQ
Series C Preferred Stock  
Cover [Abstract]  
Security Exchange Name NASDAQ
Title of 12(b) Security 5.625% Non-Cumulative Perpetual Preferred Stock, Series C
Trading Symbol FCNCO
Security Exchange Name NASDAQ
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