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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 22, 2024

 

 

 

GREENBROOK TMS INC.

(Exact name of registrant as specified in its charter)

 

 

 

Ontario   001-40199   98-1512724

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File No.)

  

(IRS Employee

Identification No.)

 

890 Yonge Street, 7th Floor

Toronto, Ontario Canada

M4W 3P4

(Address of Principal Executive Offices)

 

(866) 928-6076

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class  

Trading

Symbol(s)

  

Name of Each Exchange

on Which Registered

Common Shares, without par value   GBNH(1)   ***(1)

 

(1) On February 26, 2024, the common shares (“Common Shares”) of Greenbrook TMS Inc. (the “Company”) were suspended from trading on the Nasdaq Capital Market of the Nasdaq Stock Market LLC (“Nasdaq”). On March 22, 2024, the Common Shares began trading on the OTCQB Market, operated by OTC Markets Group Inc under the symbol “GBNHF”. On April 1, 2024, the Company filed a Form 25 with the Securities and Exchange Commission (the “SEC”) to complete the delisting of the Common Shares from Nasdaq, with the delisting becoming effective 10 days after such filing. The deregistration of the Common Shares under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), will become effective 90 days after the filing of the Form 25, or such shorter period as the SEC may determine.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Exchange Act (§240.12b-2 of this chapter).

 

Emerging growth company  x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

 

 

 

 

Item 8.01Other Events.

 

On April 22, 2024, the transfer agent for the Company announced that the Company has fixed May 3, 2024, as the record date for the purpose of determining holders of the Common Shares entitled to receive notice of and to vote at an annual meeting of the Company’s shareholders (the “Annual Meeting”). The Annual Meeting will be held virtually on June 26, 2024. The Notice of Meeting and Record Date is attached as Exhibit 99.1.

 

Item 9.01Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit 
Number 		  Description
     
99.1   Notice of Meeting and Record Date
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: April 23, 2024

 

  Greenbrook TMS Inc.
     
  By: /s/ Bill Leonard
  Name: Bill Leonard
  Title: President & Chief Executive Officer

 

 

 

 

Exhibit 99.1

   
   
  100 University Avenue, 8th floor
  Toronto ON, M5J 2Y1
  www.computershare.com
   

April 22, 2024

 

To: All Canadian Securities Regulatory Authorities

 

Subject: Greenbrook TMS Inc.

 

Dear Sir/Madam:

 

We advise of the following with respect to the upcoming Meeting of Security Holders for the subject Issuer:

 

Meeting Type : Annual General Meeting
Record Date for Notice of Meeting : May 03, 2024
Record Date for Voting (if applicable) : May 03, 2024
Beneficial Ownership Determination Date : May 03, 2024
Meeting Date : June 26, 2024
Meeting Location (if available) : Virtual Meeting
Issuer sending proxy related materials directly to NOBO: No
Issuer paying for delivery to OBO: Yes

 

Notice and Access (NAA) Requirements:

 

NAA for Beneficial Holders Yes
Beneficial Holders Stratification Criteria: Not Applicable
NAA for Registered Holders Yes
Registered Holders Stratification Criteria: Not Applicable

 

Voting Security Details:

 

Description CUSIP Number ISIN
NEW COMMON 393704309 CA3937043097

 

Sincerely,

 

Computershare

Agent for Greenbrook TMS Inc.

 

 

 

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Entity File Number 001-40199
Entity Registrant Name GREENBROOK TMS INC.
Entity Central Index Key 0001735948
Entity Tax Identification Number 98-1512724
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