Page
6
of 9 Pages
Item 1(a)
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Name of Issuer: Hawthorn Bancshares, Inc. (the Issuer)
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1(b)
Address of the Issuers Principal Executive Offices:
132 East High Street, Box 688, Jefferson
City, Missouri, 65102
Item 2(a)
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Name of Person Filing:
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This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule
13d-1(k)(1)
promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Act: (i) Endeavour Regional Bank Opportunities Fund II L.P. (Endeavour Regional Fund), (ii) Endeavour Capital Advisors Inc.
(Endeavour), (iii) Laurence M. Austin and (iv) Mitchell J. Katz.
2(b) Principal Business
Address or, if none, Residence:
Endeavour Capital Advisors Inc.
410 Greenwich Avenue
Greenwich, CT 06830
2(c) Citizenship of Person Filing:
Endeavour Regional Fund is a Delaware limited partnership, Endeavour is a Delaware corporation and Messrs. Austin and Katz are citizens of the
United States of America.
2(d)
Title of Class
of Securities:
Common Stock, par
value $1.00 per share
2(e)
CUSIP Number:
420476103
Item 3.
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If this statement is filed pursuant to
§§240.13d-1(b)
or
240.13d-2(b),
or (c), check whether the person filing is a
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(a) [_] Broker or
dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8).
(e) [X] An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with
§
240.13d-1(b)(1)(ii)(F);
(g) [X] A parent holding company or control person in accordance
with
§240.13d-1(b)(1)(ii)(G);
(h) [_] A savings association as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C.1813);