Current Report Filing (8-k)
11 February 2022 - 8:49AM
Edgar (US Regulatory)
0001491419
false
0001491419
2022-02-10
2022-02-10
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): February 10, 2022
LIVEONE,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-38249
|
|
98-0657263
|
(State or other jurisdiction
of incorporation)
|
|
(Commission File Number)
|
|
(I.R.S. Employer
Identification No.)
|
269
South Beverly Drive, Suite 1450
Beverly
Hills, CA 90212
(Address
of principal executive offices) (Zip Code)
(310) 601-2505
(Registrant’s
telephone number, including area code)
n/a
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
|
☐
|
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
Common stock, $0.001
par value per share
|
|
LVO
|
|
The NASDAQ Capital Market
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial
Condition.
On February 10, 2022, LiveOne,
Inc. (the “Company”) issued a press release announcing its operating and financial highlights and results for the third quarter
ended December 31, 2021. A copy of the press release is attached hereto as Exhibit 99.1.
The information included
herein and in Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated
by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except
as expressly set forth by specific reference in such a filing.
Item 7.01 Regulation FD Disclosure.
On February 8, 2022, the
Company issued a press release announcing that it plans to hold a conference call to provide a business update and discuss its operating
and financial results for the third quarter ended December 31, 2021 on Thursday, February 10, 2022. A copy of the press release is attached
hereto as Exhibit 99.2.
The information included
herein and in Exhibit 99.2 shall not be deemed “filed” for purposes of Section 18 of the Exchange Act or otherwise subject
to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange
Act, except as expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
LIVEONE, INC.
|
|
|
Date: February 10, 2022
|
By:
|
/s/ Robert S. Ellin
|
|
Name:
|
Robert S. Ellin
|
|
Title:
|
Chief Executive Officer and
Chairman of the Board of Directors
|
2
LiveXLive Media (NASDAQ:LIVX)
Historical Stock Chart
From Apr 2024 to May 2024
LiveXLive Media (NASDAQ:LIVX)
Historical Stock Chart
From May 2023 to May 2024
Real-Time news about LiveXLive Media Inc (NASDAQ): 0 recent articles
More Liveone, Inc. News Articles