Current Report Filing (8-k)
26 January 2018 - 12:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) January 25, 2018
EVOFEM BIOSCIENCES, INC.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware
|
|
001-36754
|
|
20-8527075
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
12400 High Bluff Drive, Suite 600
San Diego, CA 92130
(Address of Principal Executive Offices and Zip Code)
Registrants telephone number, including area code (858) 550-1900
Not applicable.
(Former
name or former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities
Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item 4.01.
|
Changes in Registrants Certifying Accountant.
|
On January 19, 2018, the Audit
Committee of the Board of Directors of Evofem Biosciences, Inc. (the Audit Committee), a Delaware corporation formerly known as Neothetics, Inc. (the Company), approved the dismissal of Ernst & Young LLP
(Ernst & Young) as the Companys independent registered public accounting firm, effective upon Ernst & Youngs completion of its audit services for the Companys financial statements for the fiscal year
ended December 31, 2017.
On January 19, 2018, the Audit Committee appointed Deloitte & Touche LLP
(Deloitte) as the Companys independent registered public accounting firm for the fiscal year ending December 31, 2018.
The reports of Ernst & Young on the Companys financial statements for each of the two fiscal years ended December 31, 2016
and December 31, 2015 did not contain an adverse opinion or a disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles.
In connection with the audits of the Companys financial statements for each of the two fiscal years ended December 31, 2016 and
December 31, 2015, and in the subsequent interim period through January 19, 2018, there were no disagreements (as that term is defined in Item 304(a)(1)(iv) of Regulation S-K and related instructions) with Ernst & Young on
any matters of accounting principles or practices, financial statement disclosure or auditing scope and procedures which, if not resolved to the satisfaction of Ernst & Young, would have caused Ernst & Young to make reference to
the matter in their reports
The Company provided Ernst & Young with a copy of the disclosures it is making in this Current
Report on Form 8-K and requested that Ernst & Young furnish the Company with a letter addressed to the SEC stating whether it agrees with the statements contained herein.
A copy of Ernst & Youngs letter, dated January 25, 2018, is filed as Exhibit 16.1 to this Current Report on Form 8-K.
During the years ended December 31, 2016 and 2015, and the subsequent interim period through January 19, 2018, neither the Company
nor anyone on its behalf consulted with Deloitte regarding either (i) the application of accounting principles to a specific transaction, completed or proposed, or the type of audit opinion that might be rendered on the Companys financial
statements, and neither a written report nor oral advice was provided to the Company that Deloitte concluded was an important factor considered by the Company in reaching a decision as to any accounting, auditing or financial reporting issue or
(ii) any matter that was either the subject of a disagreement (as defined in Item 304(a)(1)(iv) of Regulation S-K and the related instructions) or a reportable event (as described in Item 304(a)(1)(v) of Regulation S-K).
Item 9.01.
|
Financial Statements and Exhibits.
|
(d) Exhibits.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
EVOFEM BIOSCIENCES, INC.
|
|
|
|
|
Date: January 25, 2018
|
|
|
|
By:
|
|
/s/ Saundra Pelletier
|
|
|
|
|
|
|
|
|
|
|
|
Saundra Pelletier
|
|
|
|
|
|
|
Chief Executive Officer
|
NEOTHETICS, INC. (NASDAQ:NEOT)
Historical Stock Chart
From Dec 2024 to Jan 2025
NEOTHETICS, INC. (NASDAQ:NEOT)
Historical Stock Chart
From Jan 2024 to Jan 2025
Real-Time news about Neothetics, Inc. (delisted) (NASDAQ): 0 recent articles
More Evofem Biosciences, Inc. News Articles